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What is Form 3 2356

What is Form 3 2356

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Instructions and help about What Is Form 3 2356

[Music] i'm attorney laura anthony founding partner of anthony pllc a full service corporate securities and business transactions law firm today is the continuation in a lawcast series talking about form s3 eligibility today we are going to talk about instruction 1b3 which is used for the resale of securities a form s3 can be used to register the resale of outstanding securities held by a shareholder as long as the company meets the registrant qualifications and already has securities of the same class listed and registered on a national securities exchange are quoted on an automated quotation quotation system of a national securities association the otc markets does not qualify as an automated quotation system for purposes of this eligibility requirement when registering warrants the warrants themselves do not have to be traded on the national exchange as long as the underlying common stock is listed instruction 1b3 is not the exclusive way to use form s3 for secondary offerings if a

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