Federal Register Version Securities and Exchange Commission Gpo Form

Instructions and help about Federal Register Version Securities And Exchange Commission Gpo

module 1 overview of securities law overview the word security is a term of art that describes an ownership or economic interest in a company this term includes common investments like stocks and bonds but it also can refer to more complex investments like promissory notes and call and put options the United States is home to the largest and most sophisticated financial markets in the world each year stock markets like the New York Stock Exchange and the Nasdaq and equity derivatives markets such as the Chicago Board Options Exchange in Chicago Mercantile Exchange collectively draw trillions of investment dollars from investors across the world as they trade securities one explanation of the fact that the United States serves as a global investment center is its robust system of securities regulation and our first module we'll explore the regulatory framework of securities law by learning about what is meant by securities regulation we will introduce key terms in the field the most imp