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Prospectus GO Enterprise  Form

Prospectus GO Enterprise Form

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hi I'm Jeremy Solomon president and founder of Solomon exam prep if you're studying for a fend wrath Series six series seven series 24 series 26 series 79 any of those exams or the naaa series 65 exam then you need to know about the delivery of a prospectus another important part of the disclosure process for broker dealers and agents is the delivery of the prospectus the prospectus is the detailed description of the new issue of the securities issue and it must be provided to every investor interested in purchasing a new issue emphasis on new after a securities issue is no longer considered to be new the SEC assumes that there's enough information out in the market for investors to make informed decisions on their own and so the prospectus delivery requirement is no longer there what is considered a new issue well most obviously and most importantly a stock that has just had an IPO initial public offering so for example if shak shake goes public and you buy sha

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