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800 837 0959  Form

800 837 0959 Form

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Instructions and help about 800 837 0959

hi good morning again so today's uh the meeting is called to order hearing uh Capital Market subcommittee I appreciate everyone's Indulgence uh for votes for those important piece of legislation today's hearing is entitled overside of financial industry regulatory Authority um we will begin with opening statements and then turn to our panel and I'll begin by yielding myself uh three minutes so today we'll hold as I say an important hearing to provide for much needed oversight of the financial industry regulatory Authority or finra but despite its status as that as a self-regulatory organization some would argue that it hardly resembles what would many call an SRO what now appears to be more of a quas government regulator some even call a deputy SEC indeed in recent actions are closer to that of a ever expanding Federal bureaucracies that we' become accustomed to now in Washington that seeks to go into further into people's lives a

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