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Investment Company Act of 1940 Section 30h  Form

Investment Company Act of 1940 Section 30h Form

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am i right is Howie Halleck on his immediate right is gladden pain on his immediate right is mark goldfuss and at the end it is Arthur Brown we talked about what constitutes and investment advisors are under Section 2 a 20 before I go on to talk about the procedure for approving advisory contracts are there any questions as to the definition of an investment advisor under the Investment Company Act okay oh I'm sorry reaction to fun operating in a limited partnership form where the general partner is providing some advisory services but claims that is essentially a director which is excluded on the definition of investment advisor into a 24 miss of section 15 would not apply to them section 15 the question that has been raised is when an investment company is organized as a limited partnership and as I understand the question the investment advisor or a party that would be alleged to be the investment advisor is a limited or general partner whether that would affect the definiti

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