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Form X 17A 5 Schedule I SEC Gov HOME

Form X 17A 5 Schedule I SEC Gov HOME

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Explanation of the Computation of Net Capital Under Rule 15c3-1 and the consolidation. l An Oath or Affirmation. m A copy of the SIPC Supplemental Report. N A report describing any material inadequacies found to exist or found to have existed since the date of the previous audit. REGISTRANT IDENTIFICATION OFFICIAL USE ONLY NAME OF BROKER-DEALER FIRM I. D. NO. ADDRESS OF PRINCIPAL PLACE OF BUSINESS Do not use P. FOR OFFICIAL USE ONLY Claims for exemption from the requirement that the annual...
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