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Illinois Registration Investment Adviser Form
On the Investment Adviser Registration Depository (IARD) and the Central Registration
Depository (CRD) systems, along with the $400 filing fee, $150 filing fee for each investment adviser representative to be registered and FINRA
system fees.
1.
Form ADV, Part 1A, Part 1B, All Required Schedules and Disclosure Reporting Pages (DRPs).
2.
Form U-4 — Uniform Application for Securities Industry Registration or Transfer — Must be filed for each person registering as an
investment adviser...
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