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33 109f4 Registration  Form

33 109f4 Registration Form

Use a 33 109f4 Registration template to make your document workflow more streamlined.

Be registered in. Terms In this form, “you”, “your” and “individual” mean the individual who is seeking registration or the individual who is filing this form as a permitted individual under securities legislation or derivatives legislation or both. “Sponsoring firm” means the registered firm where you will carry out your duties as a registered or permitted individual. “Derivatives” means financial instruments, such as futures contracts (including exchange traded contracts), futures options...
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