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Information Regarding Filing a Registration as a Business Broker
(Required only if the firm is not authorized to do business in Illinois.)
3.
Disclosure Document — Two-page form to be drafted by the Business Broker on plain paper or the firm’s letterhead. (See example in
Rule 140.303.)
4.
Filing Fee — Base fee of $200 includes the firm and two individuals business brokering on behalf of the firm. If there are more than two
individuals, an additional $50 per individual is assessed. (See applicable fees in Rule 140.2110.)
5.
Records Retention Waiver —...
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