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S 1 1 Tv514138s1 Htm FORM S 1 as

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S E C Filings and the Forms You Need To Know. Securities and Exchange Commission. The S E C requires public companies, certain company insiders, and broker-dealers to file periodic financial statements and other disclosures. Finance professionals and investors rely on S E C filings to make informed decisions when evaluating whether to invest in a company. S E C filings can be accessed for free on the internet. The S E C was created through the Securities Exchange Act of 1934, which was signed into law by President Franklin D. Roosevelt. The act was intended to help restore investor confidence following the stock market crash of 1929. The S E C is an independent government agency tasked with protecting investors, maintaining a fair and orderly market, and facilitating capital formation. The S E C selectively reviews the information it receives to monitor and enhance compliance. Investors study these filings to form a view of a company's performance and activities. Understanding

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