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6 K DESWELL INDUSTRIES, INC SEC Gov  Form

6 K DESWELL INDUSTRIES, INC SEC Gov Form

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thank you Karen Scott Karen Melissa and Brianna for the comprehensive discussion on the marketing R I'm sure it was well received our next panel will focus on a variety of topics for registered investment advisors Ryan Hinson will moderate the panel Ryan is a regulatory counsel from the Los Angeles regional office the panel is going to discuss an advis your fiduciary duty and compliance programs in including annual reviews form ad observations and assessments of compensation Arrangements ran will hand the microphone off to you thanks Marshall um before we jump into the uh substance of today's panel um allow me to just do a quick introduction of the panelists that we have with us today uh we have a great panel for you all um we have Anna sandor uh she's the senior counsel and the uh chief council's Office of the sec's division of investment management uh she's located in the home office uh we have Colin Forbes uh he's an assistant

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