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Ac 65 26d Form

Ac 65 26d Form

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Video instructions and help with filling out and completing Ac 65 26d Form

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Instructions and help about Ac 65 26d Form

form adb is what investment advisors use to register the firm i know this is boring but we got to get through it okay so from adb is the form that investment advisors use to register their firm either the sec or the state never both that's going to be listed in this form so form adv part 1a has the facts who the owners are where the branches are how much money we have what kind of customers we do how we manage money in a way um where we're registered who we're registered with or whether what kind of um whether we have custody or not all that stuff that's 1a now 1b is extra questions for the state don't have to worry about that just know that 1b is more geared toward the state information now two part two has two parts also so two a is all the disclosures conflicts of interest how we do the fees how we raise the money all that stuff the background of the firm conflicts any regulatory problems disclosures that's 2a for the firm to be is for like you or the team or the iar your conflict

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