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Function Prospectus Format

Function Prospectus Format

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Instructions and help about function prospectus meaning

well hello this is dean tinney welcome to my studio here in fabulous las vegas um we are explicating the content outlines that come from finra and so today we're going to be doing critical function one the test writing committee gets together and decides what are the critical functions to being a broker right critical function one is finding customers no surprise it's nine questions and seven percent of your exam and we're going to be working our way through it now these explications are no substitute for the lectures we have literally 20 hours plus on the uh these various topics and and uh what we're just trying to hear to do is an intellectual inventory kind of let you know what you're held accountable for in terms of your exam so this is not a substitute it's just kind of an intellectual inventory for you so we're in critical function one as you see there on the screen and i'm just going to go through this and we&#3

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