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Form Adv Ld 2

Form Adv Ld 2

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Quick guide on how to complete form adv ld 2

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Video instructions and help with filling out and completing Form Adv Ld 2

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Instructions and help about Form Adv Ld 2

form ad is what investment advisors use to register their firm I know this is boring but we got to get through it okay so formad is the form that investment advisers use to register their firm either the SEC or the state never both that's going to be listed in this form so form ADV part 1A has the facts who the owners are where the branches are how much money we have what kind of customers we do how we manage money in a way um where registered who were registered with whe what kind of um whether we have custody or not all that stuff that's 1 a now 1B is extra questions for the state don't have to worry about that just know that 1B is more geared toward the state information now two part two has two parts also so 2A is all the disclosures conflicts of interest how we do the fees how we raise the money all that stuff the background of the firm conflicts any regulatory problems disclosures that's 2A for the firm 2B is for like you or the team or the I your

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