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Get And Sign Form 33-109F4 - Ontario Securities Commission

Get and Sign Form 33-109F4 - Ontario Securities Commission

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Street West Suite 2000 Toronto Ontario M5H 3T9 Attention Privacy Officer E-mail PrivacyOfficer iiroc.ca. You agree to the transfer of this form without amendment to other SROs in the event that at some time in the future you seek registration or approval from such other SROs. Student numbers If you have a student number for a course that you successfully completed with one of the following organizations provide it below CSI Global Education IFSE Institute Institute of Canadian Bankers ICB CFA...

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solicitation or offered to sell securities can take place during this period the only thing that can really happen is that the issuer can arrange with underwriters or brokers for representation in the sale of the securities now there are limited exceptions there for the underwriter to undertake some some limited advertising or the issuer themselves to undertake some limited advertising just to make people aware that an issuance is coming but again it has to fall short of anything that would be considering an offering now this introduces the standard of something we call conditioning the market now if the advertisement has a substantial impact that is it creates a level of interest or inquiry that is commensurate with actually offering or soliciting the sell securities then it could be deemed a violation of the of the restriction on offering the sale of securities during this period so you have to be very careful during during this temporary advertising up here now there are a couple of

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