INSTITUTIONAL FUND CLASS I SHARES NEW ACCOUNT Virtus Form

Understanding the Institutional Fund Class I Shares New Account Virtus

The Institutional Fund Class I Shares New Account Virtus is a specialized investment account designed for institutional investors. This type of account allows organizations to invest in a diversified portfolio managed by Virtus Investment Partners. The primary goal is to provide investors with potential long-term capital appreciation while managing risks associated with market fluctuations. Institutional investors typically include pension funds, endowments, and foundations, which benefit from lower expense ratios and professional management.

Steps to Complete the Institutional Fund Class I Shares New Account Virtus

To open an Institutional Fund Class I Shares New Account with Virtus, follow these steps:

• Gather necessary documentation, including proof of identity and organizational status.
• Complete the application form, ensuring all required fields are filled accurately.
• Review the investment objectives and risk tolerance to align with the fund's strategy.
• Submit the application form along with any required documentation to Virtus.
• Await confirmation of account approval, which may involve additional verification steps.

Required Documents for the Institutional Fund Class I Shares New Account Virtus

When applying for the Institutional Fund Class I Shares New Account, specific documents are essential for verification and compliance. These typically include:

• Proof of identity for authorized signatories, such as a government-issued ID.
• Organizational documents, including articles of incorporation or bylaws.
• Tax identification number (TIN) for the organization.
• Financial statements or investment policy statements, if applicable.

Eligibility Criteria for the Institutional Fund Class I Shares New Account Virtus

Eligibility for opening an Institutional Fund Class I Shares New Account with Virtus generally requires that the applicant be an institutional investor. This includes:

• Pension funds and retirement plans.
• Endowments and foundations.
• Insurance companies.
• Corporations and other business entities with significant assets.

Each applicant must meet minimum investment thresholds set by Virtus, which may vary depending on the specific fund.

How to Use the Institutional Fund Class I Shares New Account Virtus

Once the Institutional Fund Class I Shares New Account is established, investors can utilize it to manage their investment strategies effectively. Key uses include:

• Accessing a diversified investment portfolio managed by experienced professionals.
• Rebalancing asset allocations in response to market changes.
• Monitoring performance through regular statements and reports provided by Virtus.
• Making additional contributions or withdrawals as per the fund's policies.

Legal Use of the Institutional Fund Class I Shares New Account Virtus

The Institutional Fund Class I Shares New Account operates under U.S. securities laws and regulations. Investors must comply with all applicable legal requirements, including:

• Adhering to the Investment Company Act of 1940.
• Ensuring compliance with anti-money laundering (AML) regulations.
• Filing necessary tax documents, such as Form 1099, for reporting income and gains.

Understanding these legal obligations is crucial for maintaining the integrity of the investment account.