
Commission File Number 1 31227 Form
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People also ask
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What is the SEC number?
We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. To contact us for help: Call us at 1-800-732-0330. Use our online forms to ask a question or report a problem concerning your investments. Email us at Help@sec.gov.
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What is an SEC commission file number?
SEC File number means the number assigned to an entity by the Commission when that entity registered with the Commission in the capacity in which it is named in Form N- CEN.
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What is the SEC file number?
SEC File number means the number assigned to an entity by the Commission when that entity registered with the Commission in the capacity in which it is named in Form N- CEN.
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What is the SEC file number 333?
The SEC file number prefix for companies who have only a S-1 registration is “333”. Mandatory reporting continues for any fiscal year on the first day of which the issuing company has 300 or more stockholders of record. This information can be found in Item 5 of the annual report on Form 10-K.
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Is the S-3 automatically effective?
A registration statement on this Form S-3 relating solely to securities offered pursuant to dividend or interest reinvestment plans will become effective automatically (Rule 462, §230.462 of this chapter) upon filing (Rule 456, §230.456 of this chapter).
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What is SEC Form S-3 used for?
Form S-3 is a simplified security registration form utilized by businesses that have already met other reporting requirements. The form registers securities with the SEC under the Securities Act of 1933 for U.S.-based companies only.
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What is the SEC filings phone number?
(202) 551-8900 9:00 a.m. – 5:30 p.m. ET, Monday – Friday except federal holidays; leave a voicemail if calling outside business hours. Select the option below for the help you need.
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