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Registration under the Advisers Act of  Form

Registration under the Advisers Act of Form

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Instructions and help about Registration Under The Advisers Act Of

hello in this video I'm going to discuss what is the investment advisor Act of 1940 and what does it mean to financial professionals today my name is Michael rason I'm an attorney in the State of Florida I'm also a licensed solicitor in the United Kingdom my Law Firm United Atlantic Legal Services Works exclusively with investment advisors in the United States and in the United Kingdom as they work through the registration and acquisition due diligence processes this is my YouTube channel last week this week in Raa compliance where we discuss a lot of different legal and compliance topics related to investment advisors you find these topics of Interest please do hit subscribe we look forward to having you join us on future videos as well so again we're going to talk today about what the investment advisor Act of 1940 is all about and what does it mean for financial professionals today so the investment advisers Act of 1940 was the last in a series of Act

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