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Name Change Form State Securities Corporation
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People also ask
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What is the purpose of the SEC Form S-1?
Form S-1 is the registration statement that the Securities and Exchange Commission (SEC) requires domestic issuers to file in order to publicly offer new securities. That is, issuers file S-1s for initial public offerings (IPOs) and follow-on offerings of new securities. -
What is the SEC Form 10-Q?
Form 10-Q contains financial statements, management discussion and analysis, disclosures, and internal controls for the previous quarter. Companies must file their 10-Qs 40 or 45 days after the end of their quarters, depending on the size of their public float. -
What is the difference between Form S-1 and F-1?
The S-1 only needs to be filed for domestic companies; foreign-held companies that want to sell shares in the U.S. have a different form, known as the F-1. -
What is Form 10-Q SEC filing?
The Form 10-Q includes unaudited financial statements and provides a continuing view of the company's financial position during the year. The report must be filed for each of the first three fiscal quarters of the company's fiscal year. -
What are the requirements for Reg D?
Regulation D requires that an account, to be classified as a ''savings deposit,'' must not permit more than six convenient transfers or withdrawals per month from the account. -
What is the purpose of a Form D filing?
SEC Form D is a filing with the Securities and Exchange Commission (SEC). It is required for some companies selling securities in a Regulation (Reg) D exemption or with Section 4(a)(5) exemption provisions. Form D is a short notice detailing basic information about the company for investors in the new issuance. -
Is Form D always required?
While filing a Form D may not be ideal in all circumstances, it's a legal requirement under Rule 506 of Regulation D, which is usually the best exemption available, as it offers companies the ability to raise an unlimited amount of capital from an unlimited number of investors, with a minimal amount of regulation to ... -
What is the difference between a Form 10-K and a Form 10-Q?
While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year. -
What is Form 10 SEC used for?
Form 10 is the basic registration form under the Exchange Act. It is to be used in all cases where no other form is prescribed. Form 10 is used to register securities under either Section 12(b) or Section 12(g) of the Exchange Act. -
Do I need to update Form D?
When do I file a Form D? Companies must file this notice using the SEC's electronic filer system called “EDGAR” within 15 days after the first sale of securities. An amendment is required annually if the offering is ongoing for more than 12 months, or if certain of the information in the notice changes. -
What is the SEC Form f1?
Form F-1 shall be used for registration under the Securities Act of 1933 (“Securities Act”) of securities of all foreign private issuers as defined in Rule 405 (§230.405 of this chapter) for which no other form is authorized or prescribed. -
How do I change my company name on EDGAR?
How to change company address, company name, contact information? Any changes to company data can be made in the Retrieve/Edit Data page on the EDGAR Filing Website or Online Forms Website. Log in to either of the EDGAR filing websites and select the Retrieve/Edit Data link from the main menu.
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