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63 FR 38036 Offering and Governing Regulations for Gpo Form

63 FR 38036 Offering and Governing Regulations for Gpo Form

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hello and welcome to this session in which we would look at exempt transactions under the securities act of 1933. i double underline transaction to defer to differentiate transaction from exempt securities exempt securities it means you don't have to take them through the sec approval process though the securities themselves don't have to go through it here we're going to be discussing transactions because of the nature of the transaction you don't have to go through the sec 1933 act because the way the security is structured and specifically we're going to be looking at rule 147 regulation d a and obviously if you sell your own stock you don't have to go through the through the sec as long as you own less than 10 percent of the company now this topic is covered on the cpa exam therefore if you are studying for the cpa exam i strongly suggest you visit foreheadlectures.com i don't replace your cpa review course whether you are tak

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