
20549 FORM 12b 25 NOTIFICATION of LATE FILING OMB APPROVAL OMB Number 3235 0058 Expires April 30, Estimated Average Burden Hours
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People also ask
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What happens if a company files its 10-K late?
If a company is unable to file its 10-Q or 10-K on time, it is required to file a Form NT (also known as Form 12b-25) no later than one day after the original due date of the 10-Q or 10- K. Timely filing of Form NT results in a one-time grace period (or extension of time) of 5 days for 10-Qs and 15 days for 10-Ks.
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What is a form 12b-25?
SEC Form 12b-25, also known as the Notification of Late Filing, is the document a public company must file with the Securities and Exchange Commission (SEC) when its anticipates missing the deadline for other key filings, such as quarterly financial results.
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What is Form 12b 25 notification of late filing?
This form relates to late filing of reports, such as Form 10-D, Form 10-K,Form 10-Q, Form 11-K, Form 20-F, N-CEN, and N-CSR. The form alerts the SEC that the company is late in filing the report while they look for ways to solve the problem.
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What happens if you miss an SEC filing deadline?
The failure to file a required SEC report on time constitutes a violation of Section 13(a) of the Exchange Act and the SEC could suspend trading in the company's securities for up to 10 trading days or institute an administrative proceeding against the late filer, among other things, seeking revocation of the company's ...
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What is a notice of late filing for the SEC?
SEC Form 12b-25, or Notice of Late Filing, is a document companies must file with the SEC when they will miss a filing deadline. SEC Form 12b-25 is required if publicly-traded companies will miss filing their 10-Q and 10-K financial reports by deadline.
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Why would a company file a Form 25?
Going dark refers to when a public company becomes a private company. It is also referred to as “deregistration.” The Securities and Exchange Commission (SEC) regulates how companies can go dark in Rule 12d2-2, requiring them to file a Form 25.
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