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People also ask
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Are SEC filings legal documents?
SEC filings are financial statements, periodic reports, and other formal documents that public companies, broker-dealers, and insiders are required to submit to the U.S. Securities and Exchange Commission (SEC).
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How to find a company's SEC filings?
SEC filings (mid-1990s to present) are freely available from EDGAR (Electronic Data Gathering, Analysis and Retrieval). Most of our resources for company financials also provide SEC filings. These include: D&B Hoovers: From a company record, select Advanced > SEC Filings.
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What is the SEC legal?
Primary tabs. The Securities and Exchange Commission (SEC) is a federal administrative agency tasked with monitoring markets, enforcing securities laws, and developing new regulations.
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What are EDGAR filings?
Electronic Data Gathering, Analysis, and Retrieval (EDGAR) is an online database of public filings maintained by the Securities and Exchange Commission. Under the Securities Act of 1933, public companies are required to disclose certain information to the public.
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Are SEC filings public?
Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.
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Are SEC filings confidential?
SEC Permits All Issuers to Submit Certain Registration Statements on a Confidential Basis.
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Are SEC filings legally binding?
SEC Staff documents have no legal force or effect: they do not alter or amend applicable law, and they create no new or additional obligations for any person.
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Are SEC filings public record?
Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.
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