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Dual Registration as an Investment Adviser Representative and Form

Dual Registration as an Investment Adviser Representative and Form

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Mindy strong today I'm going to share with you all the information you need to know for the series 65 in the uniform Securities act which is the state ACT registration and Licensing section um this is going to help solidify the information you learned in other programs so this is not to be used instead of using any of those great online programs but to help you out in addition to here we go first of all there are state Blue Sky laws these are protect people to protect people against selling a part of the blue sky so these are state laws to protect people I want to let you guys know before I go any further this is a huge part of the series 65 this section right here covers about 10 questions on the series 65 so I'm going to try to really go into detail this is probably going to be a bit of a longer video I think I have 27 slides so this is something you should f focus on and unfortunately as opposed to a lot of the videos where we look at the concepts and we understand t

Related searches to Dual Registration As An Investment Adviser Representative And

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