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 CLIENT STATEMENT Form 65 Client Statement SR 01 36 2015-2025

2015-2025 Form

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Instructions and help about CLIENT STATEMENT Form 65 Client Statement SR 01 36

well greetings test Acres this is uh Dean Tenney coming to you from my studio here in fabulous Las Vegas and it's time for another installment on the explications of the NASA exam I keep getting people saying Dean what happened to G which has 10 or 11 questions I said well I haven't done it yet just completed a 65-66 class and I usually use those classes as kind of a prod to do some more work on the on the channel so uh here we go here we go with the 10 or 11 questions uh based on section g of the NASA test specifications so disclose first disclosure we need to be aware of this capacity so you know we're all considered broker dealers but in any one transaction we're either going to be a broker or a dealer where you're going to act in our broker agency capacity or are dealer principal capacity let me give you an example of that by the way this uh I said when you open an account with me at Morgan Stanley over Merrill Lynch or UBS I said where are y

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