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welcome to cryptocurrents news please like this video to support this channel what is a Wells notice and what does it mean Wells notices are named after John a Wells who served as SEC advisory committee chair in 1972. they are issued by the SEC as an alert or advanced notice to a company other agencies that May issue Wells notices include the financial industry regulatory Authority finra and commodity Futures Trading commission cftc the National Association of Securities dealers nasd and Industry self-regulating body also issues Wells notices ing to the SEC a Well's notice is not a formal allegation or a finding of wrongdoing but comes at the end of an investigation and is a preliminary step before the SEC moves forward with a civil enforcement action or proceeding against the recipient the recipient has up to 30 days to respond to the Wells notice the company's legal counsel can request to see the evidence the SEC has gathered on their claim via well submission an atte

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