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laws dot-com legal forms guide Form ADV as a United States Securities and Exchange Commission form used for registration of a professional investment advising agency the form requires disclosure of investment Styles assets under management and to lead officers of the firm the Form ADV can be obtained through the Securities and Exchange Commission's website or by obtaining the documents through an SEC local office Form ADV s require extensive information about your financial advising firm so ensure that you have all required information available before filling out the form check with the Securities and Exchange Commission for more information about the required filing this section which must be completed is part 1a which requires identifying information contact information and office locations and basic information about your firm in item 2 you must check the proper boxes indicating your registration with the SEC items three four and five will be used for stating your form of organizat

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