
E14622 2023-2025 Form
Quick guide on how to complete form pos am equitable financial life
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People also ask
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What is form POS AM?
POS AM: Post-effective amendment to a registration statement that is not immediately effective upon filing. Published on October 8, 2024. As filed with the Securities and Exchange Commission on October 8, 2024.
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What is the SEC POS am filing?
The SEC POS AM filing allows a company registered with the SEC to update or amend its prospectus. A prospectus is a required document that provides details about an investment offering to the public.
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What is the difference between Form 8K and 10-K?
An 8-K is filed by a publicly traded company after an unscheduled material event occurs, whereas a 10-K is an annual report that is filed by a publicly traded company each year. Who files form 8K? Public companies are responsible for filing form 8-K with the SEC after the occurrence of a material event.
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Who owns Equitable Financial Life Insurance Company?
In 1991, French insurance firm AXA acquired majority control of The Equitable. Equitable Holdings, Inc. In 2004, the company officially changed its name to AXA Equitable Life Insurance Company. By 2018, the company had over 15,800 agents licensed by the State of California.
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What does it mean when a registration statement becomes effective?
A notice of effectiveness is a formal declaration by the SEC that a company's registration statement is complete and available for public viewing. The SEC's thorough review shows that the company has met all of its legal and regulatory requirements.
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What is a resale registration statement?
A resale registration statement is filed with the SEC to allow shareholders to resell their securities that were previously acquired privately. Depending on the criteria, this is usually Forms S-1 or S-3.
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