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As FILED with the SECURITIES and EXCHANGE COMMISSION on May 23, SECURITIES and EXCHANGE COMMISSION WASHINGTON, D Sec Form

As FILED with the SECURITIES and EXCHANGE COMMISSION on May 23, SECURITIES and EXCHANGE COMMISSION WASHINGTON, D Sec Form

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Instructions and help about AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON May 23, SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D Sec

okay what is the Securities and Exchange Commission well this is a administrative agency semi autonomous or semi-independent uh charged primarily with administering the Securities laws now the Commissioners or heads of the Securities and Exchange Commission is appointed by the president under the advisement of Congress and uh it is dividing into several areas the primary areas are uh corporate corporate finance trading in markets Investment Management enforcement and economic risk and Analysis but the primary uh charges or authority of the SEC are both uh quasi legislative and quasi executive that is the Quasi legislative portion um the SEC is charged with promulgating regulations to uh support or uh execute or carry out the statutory Visions passed by Congress so take for example the 1933 or 1934 Securities act the uh SEC is charged with making the regulations that effectuate these provisions and then the Quasi executive function the SEC uh polices it investigates uh alleged violation

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