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REPORT of FOREIGN ISSUER PURSUANT to RULE 13a 16 and 15d 16 Sec Form
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People also ask
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Who is subject to the reporting requirements of Section 13 or 15 D of the Exchange Act?
Also known as US reporting company or US public company. A company subject to Section 13 or 15(d) of the US Securities Exchange Act of 1934 (Exchange Act), which requires the company to file periodic reports with the US Securities and Exchange Commission (SEC).
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What is SEC Section 16 rule?
ing to Section 16, anyone who is directly or indirectly a beneficial owner of more than 10% of a company, or any director or officer of the issuer of such a security, is required to file the statements required by Section 16.
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What is Section 15D of the Exchange Act?
Section 15(d) requires companies to file certain periodic reports and information required by Section 13 of the Exchange Act (such as Form 10-K and Form 10-Q reports) as if they had securities registered under Section 12 of the Exchange Act.
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What is 15D?
The 15D is a generic, comprehensive, 15-dimensional, standardized, self-administered measure of health-related quality of life (HRQoL) that can be used both as a profile and single index score measure.
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What are the reporting requirements for foreign private issuers?
Pursuant to the Securities Exchange Act of 1934 (the Exchange Act), the SEC, a foreign private issuer is required to file annual reports with the SEC on Form 20-F and furnish other reports on a Form 6-K. The Form 20-F must be filed within four months after the end of each fiscal year.
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What is section 15 of the Securities Act of 1933?
Two federal control person provisions exist: Section 15 of the Securities Act (15 U.S.C. § 77o) and Section 20(a) of the Exchange Act (15 U.S.C. § 78t). Both sections provide that a person who controls another person shall be held liable to the same extent as the controlled person is liable.
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What is Section 15d of the Securities Exchange Act?
Section 15(d) provides that any issuer who registers a class of securities under the Securities Act of 1933, as amended (the Securities Act) shall become subject to periodic reporting requirements under Section 13(a) (15 USCS § 78m) of the Exchange Act, including annual reports on Form 10-K, quarterly reports on Form ...
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What is Section 15 A of the Securities Exchange Act of 1934?
It shall be unlawful for any broker or dealer which is either a person other than a natural person or a natural person not associated with a broker or dealer which is a person other than a natural person (other than such a broker or dealer whose business is exclusively intrastate and who does not make use of any ...
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