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okay my American Bankers Association staff summary part one sec municipal advisor registration final rolls this is a short piece from this theft on Mary part 1 provides information on the content of the final rule requiring registration of municipal advisors that was adopted by the SEC on September 18th including he definitions and exceptions exemptions from the registration requirement part 2 to be really shortly will cover the application process for registering with the SEC as municipal advisor under the temporary and permanent registration system background section 9 75 of the dodd-frank act imposed for the first time a registration requirement and regulatory scheme for municipal advisors section 9 75 was enacted in response to well-publicized situations in which municipal issuers were believed to have been misled by advisors a substantial conflicts of interest as a result the stitute is squarely directed at such activities under section 9 75 registration as a municipal advisor is

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