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Form of Notice under Sec Rule 15c2 12

Form of Notice under Sec Rule 15c2 12

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Video instructions and help with filling out and completing Form Of Notice Under Sec Rule 15c2 12

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Instructions and help about hall material sec 15c2 12

good morning my name is jason paltrowitz executive vice president of corporate services for otc markets group and welcome to our webinar on understanding the amendments to rule 15 c 211 i'm joined today by daniel zinn our general counsel cass sanford our associate general counsel liz hess our chief compliance officer and christy harkins our chief marketing officer um a couple housekeeping rules before we start um this is being recorded and we will make this available to all registrants as well as posting um on our website uh tomorrow so you'll be able to listen to this again um all of you who are attending are in mute mode so you will not be able to to ask questions verbally however you'll see on your webcam dashboard the ability to enter questions um as you wish um depending on the amount of questions we receive and the number of questions or the number of questions that come in and the types of questions um they will be curated so we'll try to uh you k

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