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Additional Information Required by Section 130 810b3 2015-2023
Calculate net capital check applicable box o Aggregate Indebtedness Method o Alternative Method Applicant is subject to maintaining the special reserve account for the benefit of customers as required in Rule 15c3-3 under the Securities Exchange Act of 1934 check applicable box o Yes o No D. Each designated principal must have passed the qualifying examinations as set forth in Section 130. Applicant clears its public customer accounts in the following manner check applicable box o 1....
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