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Get And Sign Form Adv 2012-2021

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Instructions and help about form adv part 1 instructions

so thank you for joining us today we'll talk through how to navigate some of the upcoming changes to the form a TV so you have an agenda I'll give you a general sense of what we'll talk through today you are able to submit questions throughout the webinar you can use the dashboard on the right side of your screen we will try to get all the questions answered at the end time permitting if we don't get to your question we'll reach out to you after the webinar so in terms of compliance States the new form is coming into effect on October 1st so basically anything after this week has been the need to go on the new form if you need to out of fund for purposes of form PF reporting or you've got an office move coming up that is going to need to go on the new form the SEC did come out with some guidance in August stating that if you don't have enough information to fill out the new or amended questions and item five that you can put a zero in as a placeholder if you do elect to take advantage

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