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Investment Advisory Agreement SEC Gov Form

Investment Advisory Agreement SEC Gov Form

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what is the Securities and Exchange commission's division of investment management and what does it have to do with your nest [Music] EG investors look to the capital markets to build a nest EG for retirement for down payments on their house or the inevitable bumps along the path of Life while many choose to invest on their own others turn to investment advisors deed more than 50 million Americans do so whether it's through your Robo advisor or a wealth management app further tens of millions of Americans are directly or indirectly invested in funds you know mutual funds exchange traded funds or your Pension funds leading up to the Great Depression and into the 1930s we saw Bad actors Hawks you may say swooping in for families nest eggs there was a disregard of fiduciary standards and lack of investment advisor or fund regulation when someone else is responsible for managing your nest eggs there's opportunities for conflicts of interest to arise between your adv

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