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 Ia Registration 2015

Dnr Registration 2015-2024 Form

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hello and welcome to our presentation on investment advisor registration for fund managers in 2012. my name is bart mallon from cole freeman in malin we are a boutique investment management law firm and my practice is focused on hedge fund managers and the regulatory and compliance issues they face at both the federal and state level the goal of this presentation is to provide you with an overview of the major issues that fund managers face with respect to registration after the dodd-frank act the presentation is designed to be high level we will touch on the important topics and leave more of the details for the articles posted on the website we have a url hedgefundlawblog.com backslash ia registration 2012 and you can find more information on the topics involved in this presentation at that web page we have the goal of trying to get through this in about 30 minutes or so so we'll begin now we will start with an overview of the laws go into who has to register discuss some of the regi

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