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VERA BRADLEY, INC FORM 4 Statement of Changes in Beneficial Ownership Filed 070312 for the Period Ending 062912
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What is a Form 4 statement of changes in Beneficial Ownership?
What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders. -
What is an example of a change in beneficial ownership?
A change in beneficial ownership includes: the creation of dutiable property. the extinguishment of dutiable property. a change in equitable interests in dutiable property. dutiable property becoming the subject of a trust. dutiable property ceasing to be the subject of a trust. -
Who is required to file a Form 4?
Anyone who is a Section 16 insider of a reporting company must file a Form 4 with the SEC under Section 16 of the Exchange Act to report any changes in the filer's beneficial ownership of any class of the company's equity securities after the filer executes a transaction. -
What is the meaning of beneficial ownership?
Beneficial ownership is when any natural person ultimately owns or controls a contracted counterparty or legal entity. The ultimate beneficial owner (UBO) is the natural person on whose behalf a transaction or activity is being conducted. -
What is transfer of beneficial ownership?
Legally, an ownership can be classified into two; (1) legal and (2) beneficial ownership. A legal owner is a person who holds the legal title under his name, whereas a beneficial owner is a person who enjoys the benefits of ownership even though the title is in another name. -
What does a change in beneficial ownership mean?
Change of Beneficial Ownership means, with respect to any Representative-ship that is operated as a Business Entity, the sale, transfer or acquisition of any ownership interest in the Business Entity by any person or entity or group of persons or entities who are not listed on the original Business Entity Registration ... -
What is the form 3 initial statement of Beneficial Ownership?
Form 3 is a document that a company insider or major shareholder must file with the SEC. The information provided on the form is meant to disclose the holdings of directors, officers, and beneficial owners of registered companies and becomes public record. -
What is a change in Beneficial Ownership?
Change of Beneficial Ownership means, with respect to any Representative-ship that is operated as a Business Entity, the sale, transfer or acquisition of any ownership interest in the Business Entity by any person or entity or group of persons or entities who are not listed on the original Business Entity Registration ...
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