
20549 FORM 8 K CURRENT REPORT Pursuant to Section 13 or 15d of the Securities Exchange Act of 1934 Date of Report Date of Earlie
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Video instructions and help with filling out and completing 20549 FORM 8 K CURRENT REPORT Pursuant To Section 13 Or 15d Of The Securities Exchange Act Of 1934 Date Of Report date Of Earliest Event Reported May 16, PACIFICARE HEALTH SYSTEMS, INC
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People also ask
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What is section 15 of the Exchange Act?
Section 15(d) provides that any issuer who registers a class of securities under the Securities Act of 1933, as amended (the Securities Act) shall become subject to periodic reporting requirements under Section 13(a) (15 USCS § 78m) of the Exchange Act, including annual reports on Form 10-K, quarterly reports on Form ...
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What is Section 15F of the Securities Exchange Act of 1934?
Section 15F, which was added to the Exchange Act by Section 764(a) of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd- Frank Act'), requires the Commission to issue rules to provide for the registration of security-based swap dealers ("SBS Dealers') and major security-based swap ...
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What is Section 15c of the Securities Exchange Act of 1934?
No person may continue to act as a government securities broker or government securities dealer after 270 days after the date of enactment of this Act unless such person has been registered or has provided notice to the Commission or the appropriate regulatory agency as required by the amendment made by section 101 of ...
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What is pursuant to Section 13 or 15 D of the Securities Exchange Act of 1934?
Section 15(d) provides that any issuer who registers a class of securities under the Securities Act of 1933, as amended (the Securities Act) shall become subject to periodic reporting requirements under Section 13(a) (15 USCS § 78m) of the Exchange Act, including annual reports on Form 10-K, quarterly reports on Form ...
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What is Section 15a of the Securities Exchange Act?
- Section 15(a) requires a broker-dealer that uses the mails or any means of interstate commerce (the “jurisdictional means”) to effect transactions in or to induce or attempt to induce the purchase or sale of any security to register with the U.S. Securities and Exchange Commission (“SEC” or the “Commission”).
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What is Section 15 A of the Securities Exchange Act of 1934?
It shall be unlawful for any broker or dealer which is either a person other than a natural person or a natural person not associated with a broker or dealer which is a person other than a natural person (other than such a broker or dealer whose business is exclusively intrastate and who does not make use of any ...
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What is Section 13 D of the Securities Exchange Act of 1934?
Section 13(d) of the Exchange Act requires any person (or group of persons) that owns or acquires beneficial ownership of more than 5% of any class of equity securities registered under the Exchange Act to file ownership reports with the SEC on a Schedule 13D.
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What is the current report Form 8-K?
Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.
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