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 D 400tc  Form 2016

2016-2025 Form

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Instructions and help about D 400tc Form

so what is form D and how does that uh apply to uh the regulation uh I mean excuse me the rule-based exemptions from registration uh well form D is the form that you're supposed to file with the SEC to give notice that you're going through an issuance and you're doing that issuance pursuant to an exemption now um failing to file form D in ance with the rules does not automatically forfeit the exemption uh but um if the exemption ultimately fails uhu failing to file rule D can Prejudice you uh from using future rule-based exemptions in that way so um in summary it's better to comply with the uh rule d uh uh the form d uh filing requirements which generally requires that you file the form within 15 days of the issuance and that can be 15 days after the issuance but again going outside of that period uh would would violate the rule um and could potentially uh Prejudice you in future issuances

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