Client Onboarding COC Application

CLIENT ONBOARDING COC APPLICATION

RECITALS

WHEREAS, Client Name: (hereinafter "Client") seeks onboarding and issuance of a Certificate of Compliance in connection with the services described herein;

WHEREAS, Service Provider: (hereinafter "Provider") performs compliance reviews, verification, and issuance of Certificates of Compliance (COC) pursuant to the terms set forth below;

WHEREAS, the parties desire to document the scope of onboarding, the obligations of each party, and the terms under which a Certificate of Compliance may be issued.

CLIENT INFORMATION

SCOPE OF WORK

Provider will perform due diligence, inspection, document verification, and any necessary testing to determine whether Client qualifies for a Certificate of Compliance. Activities include but are not limited to review of submitted documents, on-site inspection where applicable, validation of procedural controls, and preparation of compliance findings.

APPLICATION CHECKLIST AND REPRESENTATIONS

The Client hereby represents and warrants that all information and documents submitted in support of this application are true, accurate, and complete to the best of Client's knowledge. Client must supply the following items:

PAYMENT TERMS

Client shall pay Provider fees in exchange for the onboarding services and issuance of the Certificate of Compliance in accordance with the schedule below. All amounts are payable in immediately available funds.

TERM AND TERMINATION

This Agreement commences on Start Date: and shall terminate on End Date: unless earlier terminated in accordance with this section.

Either party may terminate this Agreement for convenience upon providing Notice Period: days' written notice to the other party. Provider may terminate immediately for material breach by Client, including material misrepresentation in the application or failure to pay fees when due.

CONFIDENTIALITY

Each party shall maintain in confidence all non-public information disclosed by the other party in connection with this Agreement, whether oral, written, or electronic, that is designated confidential or that reasonably should be understood to be confidential. Confidential information shall not include information that is in the public domain through no fault of the receiving party or which is independently developed by the receiving party without use of confidential information.

The receiving party shall use confidential information solely for the purpose of performing its obligations under this Agreement and shall not disclose confidential information to any third party except to those employees, agents, or contractors who have a need to know and who are bound by confidentiality obligations at least as restrictive as those herein.

GOVERNING LAW

This Agreement shall be governed by and construed in accordance with the laws of the State of: without regard to conflict of laws principles.

CERTIFICATION AND DECLARATIONS

By signing below, Client certifies that the information provided in this application is complete and accurate. Client acknowledges that issuance of a Certificate of Compliance is contingent upon Provider's verification procedures and that Provider may withhold or revoke any certificate if material inaccuracies are discovered.

ENTIRE AGREEMENT

This document, together with any schedules and attachments expressly incorporated herein, constitutes the entire agreement between the parties with respect to the subject matter hereof and supersedes all prior and contemporaneous agreements, understandings, and communications, whether written or oral. No amendment, modification or waiver of any provision of this Agreement shall be effective unless in writing and signed by both parties.

MISCELLANEOUS PROVISIONS

Notices under this Agreement shall be in writing and delivered to the addresses set forth in this application. If any provision of this Agreement is held invalid or unenforceable, the remaining provisions shall remain in full force and effect.

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