Scope & Purpose
Define covered systems, business units, and data types. Explain why the policy exists and which parties must comply, including third parties and contractors.
A clear, written policy reduces legal and operational risk by standardizing controls, improving incident response, and providing evidence of due diligence to regulators and auditors.
Typical authors and signers come from security, legal, and business operations; distribution and ownership should be explicit before execution.
Proper sign-off ensures accountability and links the policy to operational enforcement, audits, and vendor contracts.
Define covered systems, business units, and data types. Explain why the policy exists and which parties must comply, including third parties and contractors.
Establish classification tiers (public, internal, confidential, restricted) with examples and handling requirements for each tier including storage and transmission rules.
Specify authentication, authorization, least-privilege, account provisioning and deprovisioning processes, and periodic access review cadence for privileged accounts.
State encryption requirements in transit and at rest, key lifecycle procedures, storage locations, and responsibilities for key rotation and escrow.
Outline detection, reporting, escalation, forensics, communication plans, and timelines for notifying affected parties and regulators where required.
Describe logging requirements, retention period for security logs, audit trail expectations, periodic review processes, and evidence retention for regulatory inspections.
| Field | Configuration |
|---|---|
| Approval Order | Sequential or parallel, include manager and legal reviewers |
| Storage Location | Encrypted repository with access controls |
| Authentication | Email link, SMS code, or stronger MFA |
| Audit Trail | Enable IP, timestamp, and action logging |
Choose a platform that supports secure PDF storage, audit trails, and the authentication level your policy requires.
Full policy review at least once per year
Update within 30 days following material incidents
Legal and compliance respond within 10 business days
Employee attestation annually after policy changes
Record version and effective date on form
Tim Martin found online execution streamlined compliance for remote closings
Dan Rotelli prioritized SOC 2 alignment in policy drafting
| signNow | DocuSign | Adobe Sign | PandaDoc | HelloSign | |
|---|---|---|---|---|---|
| Starting Price | $8/user/mo | $15/user/mo | $14/user/mo | $19/user/mo | $15/user/mo |
| Free Trial | 7-day free trial | Varies by plan | Varies by plan | Varies by plan | Varies by plan |
| Bulk Send | Yes | Yes | Yes | Yes | No |
| Audit Trail | Yes | Yes | Yes | Yes | Yes |
| HIPAA Compliant | Yes | Yes | Yes | No | No |