Field Definitions
Clear descriptions of required fields, acceptable formats, example values, and validation rules for each entry.
Clear submission standards reduce processing errors, speed review cycles, and support regulatory compliance across federal and state regimes such as ESIGN and UETA.
Use the checklist and field rules below to ensure the submission meets legal, technical, and operational requirements before sending.
| Field | Configuration |
|---|---|
| Authentication | Email link, SMS code, or multi-factor |
| Validation Rules | Required fields, regex, and format checks |
| Routing | Email, SFTP, API endpoint, or document repository |
| Retention | Archive copy retention and access controls |
Verify platform certifications and retention controls align with regulatory obligations such as HIPAA or IRS rules before enabling production workflows.
Clear descriptions of required fields, acceptable formats, example values, and validation rules for each entry.
Allowed file types, encoding, and naming conventions to prevent ingestion failures.
Minimum signer authentication levels and any required notarization or witness protocols.
Automated checks and fallbacks for incomplete or malformed submissions.
Approved transmission channels, endpoint addresses, and retry/backoff rules.
How long to retain originals, audit logs, and archival locations with legal basis.
Provide upon request; no fixed filing deadline
To recipient and IRS by Jan 31
Recipient by Jan 31; IRS paper Feb 28, electronic Mar 31
Form 1040 due April 15 (Oct 15 with extension)
Keep 3 years after hire or 1 year after termination, whichever is later
Assemble documents and verify required fields before upload
Automated checks for format and completeness
Reviewer signs or certifies the submission
Send to recipient and record delivery status
| signNow | DocuSign | Adobe Sign | PandaDoc | HelloSign | |
|---|---|---|---|---|---|
| Starting Price | $8/user/mo | $15/user/mo | $14/user/mo | $19/user/mo | $15/user/mo |
| Free Trial | 7-day free trial | Varies | Varies | Yes, limited | Yes, limited |
| Bulk Send | Yes | Yes | Yes | Yes | No |
| Audit Trail | Yes | Yes | Yes | Yes | Yes |
| HIPAA Compliant | Yes | Yes | Yes | No | No |
| Envelope Cap | No cap | 100 envelopes/user/year | No cap | No cap | No cap |
Optica standardized data layouts for investor documents to reduce entry errors
A healthcare provider added HIPAA-specific consent language and BAAs for vendors
Often responsible for collecting required documents, verifying completeness against the guideline checklist, and submitting the package to recipients. They coordinate reviewers and ensure retention copies are stored securely.
Sets the authentication and retention rules, reviews exceptions, and confirms that submission practices meet regulatory standards such as ESIGN, UETA, HIPAA, and IRS requirements.