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E-Filing Authorization Form

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E-Filing Authorization Form

Parties

Recitals

WHEREAS, Service Provider is engaged in the business of preparing and electronically filing regulatory, corporate and tax-related documents on behalf of clients using electronic filing systems and related services; and

WHEREAS, Client desires to retain Service Provider to perform electronic filing services for the matters identified in the Scope of Work and to grant Service Provider the limited authorizations necessary to access, submit, and retrieve filings on Client's behalf under the terms and conditions set forth herein.

NOW, THEREFORE, in consideration of the mutual promises and covenants contained in this Authorization, and other good and valuable consideration, the receipt and sufficiency of which are acknowledged, the parties agree as follows:

Scope of Work

Authorization and Duties

Client hereby authorizes Service Provider to prepare, execute where permitted, and electronically file the documents and submissions described in the Scope of Work on Client's behalf. This authorization includes the authority to:

  • Access Client online accounts and portals as necessary to transmit filings;
  • Execute electronic signatures and attestations on Client's behalf where permitted by the receiving authority;
  • Receive and deliver filing confirmations, receipts, and notices related to the authorized filings.

Client shall provide accurate information and required documentation in a timely manner. Service Provider's obligations are limited to performing the tasks expressly set forth in this Authorization and in the Scope of Work.





Access, Credentials, and Data Handling

Client shall supply all credentials, authorizations, and required consents for Service Provider to access electronic filing systems necessary to perform the Scope of Work. Client authorizes Service Provider to store, use and transmit such credentials solely for the performance of this Authorization. Service Provider shall implement commercially reasonable administrative, physical and technical safeguards to protect Client data from unauthorized access, disclosure, alteration, or destruction.

Payment Terms

In consideration for Services performed under this Authorization, Client shall pay Service Provider the fees set forth below according to the stated schedule. All fees are exclusive of any governmental fees, filing fees, or third-party charges, which are Client's responsibility unless otherwise agreed in writing.

Term and Termination

This Authorization commences on and shall continue until , unless earlier terminated in accordance with this section.

Either party may terminate this Authorization for convenience by providing written notice to the other party at least days prior to the intended termination date. Either party may terminate for cause if the other party materially breaches this Authorization and fails to cure within 15 days after written notice of such breach.

Confidentiality

Each party shall hold in confidence and shall not disclose or use any Confidential Information of the other party except as necessary to perform under this Authorization. "Confidential Information" includes non-public business, financial, technical, customer and personnel information, and any non-public data exchanged in connection with the services. Confidentiality obligations survive termination for a period of three years, except that Client account credentials shall be returned or destroyed upon termination.

Representations, Indemnification and Liability

Client represents that all information provided to Service Provider is true, complete and accurate. Client shall indemnify, defend and hold harmless Service Provider from and against any claims, losses, liabilities or expenses arising from Client's negligent, fraudulent or willful misrepresentation of such information or failure to provide required authorizations.

Service Provider's liability for direct damages arising out of this Authorization shall be limited to direct monetary damages not to exceed the total fees paid by Client to Service Provider under this Authorization for the specific filing or matter at issue. In no event shall either party be liable for consequential, incidental, punitive or special damages.

Governing Law

This Authorization shall be governed by and construed in accordance with the laws of the state indicated below. The parties submit to the exclusive jurisdiction of the state and federal courts located within that state for disputes arising under this Authorization.

Entire Agreement

This Authorization, including the Scope of Work and any attachments or written amendments signed by both parties, constitutes the entire agreement between the parties with respect to the subject matter hereof and supersedes all prior and contemporaneous agreements, proposals, representations and understandings, whether written or oral. Any modification must be in writing and signed by both parties.

Miscellaneous Provisions

If any provision of this Authorization is held invalid or unenforceable, the remaining provisions shall remain in full force and effect. Neither party may assign this Authorization without the prior written consent of the other, except that Service Provider may assign rights to a successor in connection with a merger or sale of substantially all of its assets.

Acknowledgments

By signing below, Client acknowledges that Client has read and understands this Authorization, consents to the actions described herein, and authorizes Service Provider to act on Client's behalf for the limited purposes described in the Scope of Work.

Client Printed Name:

By:

Date:

Service Provider Printed Name:

By:

Date:

Enter text✕

What the E-Filing Authorization Form Is

An E-Filing Authorization Form is a signed directive that permits a person or third-party service to electronically file documents, returns, or applications on behalf of an individual or organization. It records who may transmit records, which forms are covered, the scope and duration of authority, and any authentication requirements. For government submissions, the form helps establish a clear chain of custody and consent for electronic transmission under federal law and state e-signature statutes. Properly completed forms reduce processing delays and clarify liability for filing errors or omissions.

Why an E-Filing Authorization Form Matters

The form documents consent for electronic filing, assigns responsibility for submissions, and sets authentication and retention expectations. It helps meet ESIGN and state law requirements for intent and consent while reducing administrative friction for recurring filings.

Why an E-Filing Authorization Form Matters

Who Typically Uses This Authorization

Common users include payers, third-party filers, tax preparers, payroll vendors, HR teams, and institutional administrators who need permission to submit electronic records for clients or employees.

  • Tax preparers and CPAs filing on client behalf
  • Payroll providers submitting tax returns and forms
  • HR administrators e-filing employment documents

Use the form whenever a named filer will access or transmit official records on behalf of another party to create a clear compliance record.

Key Signatory Roles

Authorized Representative

An individual granted written authority by the principal to sign and transmit electronic filings. This person must be named clearly, provide identification, and follow any authentication steps required by the receiving agency.

Third-Party E-filer

An organization (for example, a payroll vendor or tax software provider) that submits electronic records on behalf of clients. Their acceptance of responsibility should be documented and limited to specified forms and periods.

Essential Information to Include

Principal Name: Full legal name
Filer Identity: Organization or individual
Covered Documents: List of forms
Effective Dates: Start and end date
Authentication Method: Email, SMS, KBA
Retention Location: Where records are stored

Step-by-Step: Filling and Authorizing E-Filing

Follow these steps to create, sign, and enable e-filing authority for a third-party filer or internal representative.

  • 01
    Gather Documents: Collect IDs, EINs, and sample forms for reference
  • 02
    Complete Fields: Enter names, forms covered, dates, and authentication
  • 03
    Sign Electronically: Apply a legally valid e-signature with consent
  • 04
    Deliver to Filer: Provide the signed form to the named e-filing party

Typical Online Workflow Settings

When configuring an online e-filing authorization workflow, use these common settings to balance security and signer convenience.

Field Configuration
Authentication Method Email link, SMS code, or KBA
Signature Type Standard e-signature or PKI digital signature
Conditional Fields Show additional consent when third-party selected
Storage Format PDF/A with audit trail export

Where the Signed Authorization Goes

Understand the typical routing so copies reach the right parties and audit trails are preserved for compliance.

  • Primary Filer: Retains original for transmission
  • Principal Copy: Signed copy returned to the authorizing party
  • Agency Submission: Filer transmits covered forms to the agency
  • Record Archive: Stored in secure document retention system

Digital Signing and Technical Requirements

Platforms used to collect e-signatures should support required authentication and secure storage to satisfy ESIGN and agency rules.

  • Authentication Options: Email, SMS, KBA
  • Storage Security: Encryption AES-256
  • Common Integrations: Salesforce and Google Workspace

Deadlines and Timing to Watch

Timelines depend on the document types covered by the authorization and the receiving agency's schedule; observe these common deadlines.

W-9 Provisioning:

No set federal filing deadline; provide upon payer request

1099-NEC Deadline:

Recipient and IRS due Jan 31 each year

1099-MISC Filing:

Paper to IRS Feb 28, electronic by Mar 31

Individual Income Tax:

Form 1040 originally due April 15

I-9 Retention:

Retain per hire/termination rules after employment

Common Mistakes to Avoid

  • Failing to name the filer explicitly, which creates ambiguity about who is authorized to submit electronic records and can lead to rejected filings or disputes.
  • Using informal signatures or initials where the receiving agency requires a full signature or specific authentication method, increasing the risk of non-acceptance.
  • Omitting effective dates or leaving open-ended authority, which may create unintended permanent access and complicate audits or revocations.
  • Not storing the signed authorization with a tamper-evident audit trail, making it difficult to prove consent if an agency questions the filing.

Penalties and Risks of Errors

1099 Late: $60–$330 per form
Intentional Disregard: $660+ per form
I-9 Violations: $281–$2,789 per violation
Backup Withholding: 24% withholding rate
Rejection Delays: Processing pushed back weeks
Data Breach Risk: Regulatory fines and remediation costs

eSignature Vendor Comparison for E-Filing Authorizations

Core pricing and feature differences among common eSignature vendors. signNow is listed first as a pricing reference; verify vendor details before purchase.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial Yes, 7-day free trial No No Yes, limited Yes, limited
Bulk Send Yes Yes Yes Yes No
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes Yes Yes No No

Real-World Examples of Use

These short examples show how organizations use e-filing authorizations in routine workflows.

Martin Properties

Tim Martin needed remote lease filings for multiple properties, so he signed a blanket e-filing authorization for his property manager.

  • This allowed leases to be submitted electronically by the manager.
  • The change eliminated in-person trips, maintained legal compliance for signatures, and accelerated tenant onboarding across properties.

Fertility Centers of Illinois

John Butler authorized a third-party vendor to submit patient consent forms securely on the center's behalf.

  • The vendor used secure authentication and audit trails.
  • The arrangement preserved HIPAA protections, simplified intake, and kept a clear record for audits and patient requests.

Practical Tips for Reliable Authorizations

Adopt these practices to reduce errors, preserve evidence of consent, and streamline e-filing operations.

Limit Scope and Duration
Specify exactly which forms and what date range the authorization covers to reduce unintended authority and make revocation straightforward.
Use Strong Authentication
When filings are sensitive, require SMS codes, knowledge-based authentication, or multi-factor authentication to lower dispute risk.
Keep Audit Trails
Retain signed PDFs with embedded audit logs showing timestamps, IP addresses, and signer actions to meet ESIGN and agency requirements.
Document Revocation
Include clear revocation steps and contact information so principals can terminate authority promptly if needed.

Frequently Asked Questions

Answers to common questions about using and validating an E-Filing Authorization Form for electronic submissions.


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