Financial Initial Filings Prep

FINANCIAL INITIAL FILINGS PREPARATION AGREEMENT

Parties and Effective Date

Client Name:   Client Address:

Preparer/Firm Name:   Preparer Address:

Effective Date: Day Month Year

Scope of Services

Preparer will perform initial filings and related preparatory services as selected below. Preparer's obligations are limited to preparing and submitting documents expressly listed and delivering copies to Client upon completion.

Required Client Documents

Client shall provide the documents and information listed below prior to any filing. Preparer may suspend performance until complete and accurate materials are received.

Fees, Billing and Payment

Client agrees to pay Preparer the fees set forth below. Fees do not include government filing fees, third-party vendor charges, or expedited processing fees unless explicitly included.

Payment Terms:   Late Fee Policy:

Accepted Payment Methods:

Estimated Timeline

Estimated Completion: Day Month Year

Expedited services, if requested, are subject to additional fees and are not guaranteed until accepted in writing by Preparer.

Client Authorizations and Acknowledgements

Client authorizes Preparer to prepare and, if authorized below, to sign and submit filings on Client's behalf where permitted by law and where Client supplies executed signature pages or explicit written authorization.

Authorization to Sign: Preparer may sign ministerial documents on Client's behalf when necessary for filing.    No, Preparer shall not sign on Client's behalf.

Certifications, Representations & Warranties

Client certifies that all information provided to Preparer is true, correct and complete to the best of Client's knowledge, and that Client will promptly notify Preparer of any change. Client acknowledges that Preparer is not responsible for penalties or liabilities that arise from Client's failure to provide accurate information.

Limitation of Liability; Indemnity

Preparer's liability for any claim arising from this engagement shall be limited to direct damages up to the amount of fees paid by Client for the specific service giving rise to the claim. In no event shall Preparer be liable for consequential, incidental or punitive damages. Client agrees to indemnify and hold Preparer harmless from claims, losses, and expenses arising from Client-provided information or Client's failure to perform obligations under this Agreement.

Confidentiality and Record Retention

Preparer will treat Client information as confidential and will not disclose such information except as required by law or as necessary to perform the services. Preparer may retain copies of Client files for a reasonable period as required for recordkeeping; Client should retain original documents for Client's records.

Governing Law; Dispute Resolution

This Agreement shall be governed by the laws of the State of without regard to conflicts of law principles. Disputes shall be resolved by binding arbitration in that State unless otherwise mutually agreed in writing.

Amendment and Termination

This Agreement may be amended only by a written instrument signed by both parties. Either party may terminate upon written notice; Client remains responsible for fees for work performed and costs incurred through termination date.

Notes, Special Instructions

Acknowledgement

By signing below, Client and Preparer acknowledge that they have read, understand, and agree to the terms set forth in this Financial Initial Filings Preparation Agreement and authorize Preparer to commence work in accordance with these terms.

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