Scope of Services
Define assets, data types (including PHI), on-premises vs cloud systems, and environments covered by backups.
The exhibit clarifies responsibilities between provider and vendor, documents HIPAA controls and BAA expectations, sets measurable recovery SLAs, and creates evidence for audits and risk assessments in an enforceable contract term.
Teams that draft or approve this exhibit span legal, IT, compliance, and the managed backup vendor; each review focuses on different risks and obligations.
Final approval typically rests with the organization’s security or compliance lead together with legal counsel to ensure regulatory consistency.
The CIO typically certifies that RTO/RPO levels meet operational needs and approves technical commitments. They coordinate acceptance testing, review encryption and key management approaches, and sign on behalf of the covered entity when authorized.
An authorized officer of the vendor attests to controls, accepts service levels, and provides operational contacts. The provider signs to confirm capability to deliver encryption, backups, restores, and to enter a Business Associate Agreement if PHI is involved.
Define assets, data types (including PHI), on-premises vs cloud systems, and environments covered by backups.
Specify measurable recovery time and recovery point objectives for each system class and expected restore procedures.
State encryption in transit and at rest, key custody, rotation frequency, and any customer-controlled key options.
Require scheduled restore tests, success criteria, test reporting cadence, and remediation steps for failures.
List retention periods by data type, legal hold procedures, and format for producing records for audits or legal requests.
Define uptime reporting, backup success/failure alerts, incident notifications, and audit log access rights.
| Field | Recommended Setting |
|---|---|
| Authentication Method | Email + SMS OTP or stronger for PHI authorizations |
| Signature Method | Typed, drawn, or PKI-based where regulatory need exists |
| Document Format | PDF/A preferred for long-term retention |
| Audit Retention | Retain audit logs for at least six years |
Confirm file formats, integration endpoints, and retention of audit evidence before e-signing.
MM/DD/YYYY — start of obligations and retention clocks
Within 30 days of go-live; define pass/fail criteria
Hourly, daily, or weekly as specified per asset class
Document restore window aligned to RTO target
State retention per data type, see HIPAA and IRS rules
Legal and IT produce initial draft language and technical annex.
Sign BAA and attach as exhibit to enable PHI handling.
Vendor configures backup schedules and encryption per exhibit.
Perform restores and document results to close implementation.
Their team noted responsive vendor support during implementation
He implemented online contract workflows for operational documents
| signNow | DocuSign | Adobe Sign | PandaDoc | HelloSign | |
|---|---|---|---|---|---|
| Starting Price | $8/user/mo | $15/user/mo | $14/user/mo | $19/user/mo | $15/user/mo |
| Free Trial | 7-day free trial, no credit card required | Trial available | Trial available | Trial available | Trial available |
| Bulk Send | Yes (Business Premium adds bulk send) | Yes | Yes | Yes | No |
| Audit Trail | Yes | Yes | Yes | Yes | Yes |
| HIPAA Compliant | Yes | Yes | Yes | No | No |
| Envelope Cap | No envelope cap | 100 envelopes/user/year | Varies by plan | Varies by plan | Varies by plan |