Establishing secure connection…Loading editor…Preparing document…

Healthcare Managed Backup Services Exhibit

This template is fully customizable. Edit the text, fill out the fields, and send it for signature. Give it a try!

HEALTHCARE MANAGED BACKUP SERVICES EXHIBIT

This Managed Backup Services Exhibit ("Exhibit") is entered into as of by and between:

1. Purpose and Scope

This Exhibit describes the managed backup services, security controls, retention and restoration obligations for backup and archival of data, including Protected Health Information (PHI), as defined under applicable law. The Provider will perform backup, storage, and restore services for the Client's systems and data as set forth below.

2. Definitions

For purposes of this Exhibit: "Backup Data" means copies of electronic data created and retained by Provider for recovery; "PHI" means individually identifiable health information that is created, received, maintained or transmitted on behalf of Client; "Restore" means recovering Backup Data to a Client-designated system or environment.

3. Data and Systems Covered

Client designates the following systems and data categories for backup under this Exhibit:

4. Service Specifications

Backup frequency, retention, and restoration parameters shall be as follows:

5. Security and Compliance Controls

Provider shall implement and maintain administrative, physical and technical safeguards reasonably designed to protect Backup Data, including PHI, from unauthorized access, use, disclosure or destruction and to satisfy the requirements of applicable privacy and security law.

Encryption in transit and at rest: In transit At rest

6. Integrity, Testing and Reporting

Provider shall perform periodic restore testing and integrity validation. Testing frequency:

Weekly Monthly Quarterly On demand

7. Incident Response and Breach Notification

Provider shall notify Client of any confirmed or suspected security incident involving Backup Data, including unauthorized access to PHI, without unreasonable delay and in no event later than the timeframe required by applicable law. Notification shall include the nature of the incident, data categories involved, and remedial measures taken.

8. Subcontractors and Third-Party Services

Provider may engage subcontractors to perform backup, storage or processing services only if Provider: (a) imposes written contractual obligations on such subcontractors to safeguard Backup Data at least as protective as this Exhibit; and (b) remains responsible for subcontractor performance. Provider shall disclose subcontractors upon Client's request.

9. Fees and Payment

Client shall pay Provider the fees set forth below for backup, storage, data egress and restoration services. Fees for emergency restores, forensic exports, or out-of-scope restores may be billed separately at Provider's standard rates.

10. Term; Termination; Return or Destruction of PHI

This Exhibit commences on the Effective Date and continues for the term specified in the underlying Agreement, unless earlier terminated. Upon termination or expiration, Provider shall, at Client's election, return Backup Data to Client in a mutually agreed format or securely destroy such data in a manner that renders it unreadable and irrecoverable. Provider shall provide certification of destruction upon Client request.

11. Liability, Indemnification and Insurance

Each party's liability shall be governed by the underlying Agreement. Provider shall maintain insurance appropriate for the services provided, including commercial general liability and professional liability/errors & omissions insurance, and cyber liability coverage sufficient to cover potential incidents involving Backup Data.

12. Audit Rights and Compliance

Client may, upon reasonable notice and during normal business hours, audit Provider's compliance with the terms of this Exhibit, including security controls relevant to Backup Data. Provider shall cooperate and provide access to evidence of compliance, including relevant policies, procedures and logs, subject to reasonable confidentiality protections.

13. Confidentiality and Business Associate Obligations

Provider acknowledges that Backup Data may constitute PHI and agrees to be and remain a Business Associate under applicable law. Provider shall comply with obligations to safeguard PHI, report breaches, mitigate harmful effects, and ensure appropriate safeguards with subcontractors.

14. Notices

All notices related to this Exhibit shall be delivered to the parties at the addresses set forth below.

15. Miscellaneous Provisions

This Exhibit supplements and is incorporated into the underlying Agreement between the parties. In the event of any conflict between this Exhibit and the Agreement, the terms of this Exhibit will control with respect to the subject matter addressed herein to the extent expressly required by applicable law or the Agreement.

Client:

By:

Date:

Service Provider:

By:

Date:

Enter text✕

What the Healthcare Managed Backup Services Exhibit Covers

A Healthcare Managed Backup Services Exhibit is a contract exhibit attached to a master services agreement that documents the scope, security, retention, and performance requirements for outsourced backup services that affect protected health information (PHI). It specifies deliverables such as backup frequency, recovery time objective (RTO) and recovery point objective (RPO), encryption and key management, testing and validation schedules, incident response commitments, data location and residency, and audit/reporting obligations needed to support HIPAA compliance and operational continuity.

Why including this exhibit matters for healthcare organizations

The exhibit clarifies responsibilities between provider and vendor, documents HIPAA controls and BAA expectations, sets measurable recovery SLAs, and creates evidence for audits and risk assessments in an enforceable contract term.

Why including this exhibit matters for healthcare organizations

Typical parties who prepare or review the exhibit

Teams that draft or approve this exhibit span legal, IT, compliance, and the managed backup vendor; each review focuses on different risks and obligations.

  • Healthcare IT and security leads who validate technical controls and recovery requirements.
  • Compliance and privacy officers who confirm HIPAA, breach notification, and retention alignment.
  • Legal or procurement teams who negotiate contract language and liability allocation.

Final approval typically rests with the organization’s security or compliance lead together with legal counsel to ensure regulatory consistency.

Signatory roles and responsibilities

Chief Information Officer (CIO)

The CIO typically certifies that RTO/RPO levels meet operational needs and approves technical commitments. They coordinate acceptance testing, review encryption and key management approaches, and sign on behalf of the covered entity when authorized.

Managed Backup Provider

An authorized officer of the vendor attests to controls, accepts service levels, and provides operational contacts. The provider signs to confirm capability to deliver encryption, backups, restores, and to enter a Business Associate Agreement if PHI is involved.

Core elements to include in a professional exhibit

A robust exhibit organizes obligations into clear sections so reviewers can quickly confirm coverage for compliance, operations, and audit purposes.

Scope of Services

Define assets, data types (including PHI), on-premises vs cloud systems, and environments covered by backups.

RTO and RPO

Specify measurable recovery time and recovery point objectives for each system class and expected restore procedures.

Encryption & Key Management

State encryption in transit and at rest, key custody, rotation frequency, and any customer-controlled key options.

Testing & Validation

Require scheduled restore tests, success criteria, test reporting cadence, and remediation steps for failures.

Retention & E-Discovery

List retention periods by data type, legal hold procedures, and format for producing records for audits or legal requests.

Monitoring & Reporting

Define uptime reporting, backup success/failure alerts, incident notifications, and audit log access rights.

Security and compliance controls to specify

Encryption: AES-256 at rest; TLS 1.2/1.3 in transit
Access Controls: Role-based access and MFA for administrative functions
Audit Trails: Immutable logs with timestamps and actions
BAA Required: Business Associate Agreement for PHI handling
Data Residency: Specify hosting region or restrictions
Incident Response: Defined notification windows and escalation matrix

Step-by-step process to prepare and finalize the exhibit

A consistent process reduces negotiation cycles and aligns technical and legal reviewers before signature.

  • 01
    Draft: Populate scope, SLAs, and retention fields from current architecture.
  • 02
    Technical Review: IT verifies RTO/RPO, encryption, and restore procedures.
  • 03
    Compliance Review: Privacy team confirms HIPAA, breach, and legal hold language.
  • 04
    Signature and Retention: Execute exhibit with authorized signers and store executed copy securely.

Configuring the digital signing workflow for the exhibit

Set workflow parameters to preserve evidentiary value and to meet organizational authentication policies.

Field Recommended Setting
Authentication Method Email + SMS OTP or stronger for PHI authorizations
Signature Method Typed, drawn, or PKI-based where regulatory need exists
Document Format PDF/A preferred for long-term retention
Audit Retention Retain audit logs for at least six years

Where to send and file the executed exhibit

Designate recipients and storage locations so each party can meet compliance and discovery obligations.

  • Legal Department: Signed exhibit copies are routed to legal for contract administration.
  • IT Operations: IT receives technical annex and restore playbooks.
  • Compliance Team: Privacy retains a copy for HIPAA audit readiness.
  • Document Archive: Store executed PDF with audit trail in secure records repository.

Technical and integration considerations for e-signing and recordkeeping

Confirm file formats, integration endpoints, and retention of audit evidence before e-signing.

  • Integrations: Salesforce, NetSuite, Microsoft 365, Google Workspace supported
  • File Formats: PDF, DOCX, and exported Excel metadata preserved
  • Compliance: BAA available; AES-256 and TLS 1.2/1.3 used

Key dates and recurring deadlines to include

Documenting fixed dates and recurring obligations reduces ambiguity about testing, reporting, and retention triggers.

Effective Date:

MM/DD/YYYY — start of obligations and retention clocks

Initial Acceptance Test:

Within 30 days of go-live; define pass/fail criteria

Backup Frequency:

Hourly, daily, or weekly as specified per asset class

Restore SLA:

Document restore window aligned to RTO target

Retention Schedule:

State retention per data type, see HIPAA and IRS rules

Milestones from drafting to operational backups

Outline milestone stages so teams can track progress from contract to live operations.

01

Draft Exhibit

Legal and IT produce initial draft language and technical annex.

02

BAA Execution

Sign BAA and attach as exhibit to enable PHI handling.

03

Implementation

Vendor configures backup schedules and encryption per exhibit.

04

Acceptance Testing

Perform restores and document results to close implementation.

Common pitfalls to avoid when preparing the exhibit

  • Vague scope clauses that omit specific data types, systems, or environments, creating later disputes over coverage.
  • Missing BAA language when PHI is present, which can leave the covered entity exposed to regulatory risk under HIPAA.
  • Unspecified testing procedures or success criteria, resulting in failed or incomplete restore validation during incidents.
  • Failure to define key custody and rotation terms for encryption keys, causing operational interruptions or compliance gaps.

Short-form risks and regulatory consequences

HIPAA Fines: Civil monetary penalties and corrective action
Data Loss: Operational downtime and reputational harm
Discovery Exposure: Incomplete records in litigation
Contract Breach: Indemnity and remediation costs
Retention Violations: Regulatory non-compliance penalties
Vendor Insolvency: Loss of access to backup copies

Real-world examples of electronic signing and contract exhibits

Organizations use electronic signing and clear exhibits to reduce turnaround time and create reliable audit records.

John Butler — Fertility Centers of Illinois

Their team noted responsive vendor support during implementation

  • Outcome: faster execution of vendor agreements
  • The company highlighted improved compliance confidence and smoother integrations when exhibit terms and BAAs were completed and retained with an immutable audit trail.

Tim Martin — Martin Properties

He implemented online contract workflows for operational documents

  • Outcome: consistent signatory evidence
  • The organization reported fewer administrative delays and clearer acceptance testing when exhibits specified measurable recovery objectives and test schedules.

E-signature vendor comparison relevant to executing this exhibit

Vendor pricing and capability differences affect ongoing costs and whether a plan supports HIPAA/BAA, bulk sends, and envelope limits.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial, no credit card required Trial available Trial available Trial available Trial available
Bulk Send Yes (Business Premium adds bulk send) Yes Yes Yes No
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes Yes Yes No No
Envelope Cap No envelope cap 100 envelopes/user/year Varies by plan Varies by plan Varies by plan

Frequently asked questions about the Healthcare Managed Backup Services Exhibit

Answers to common legal, technical, and operational questions encountered when preparing or executing this exhibit.


Need help? Contact support

be ready to get more
Join over 28 million airSlate SignNow users