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Informed Consent

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Informed Consent

     

Thank you for choosing Inner Peace Counseling. I realize that starting counseling is a major decision and you may have many questions. This document is intended to inform you of office policies, state and federal laws, and your rights. If you have other questions or concerns, please ask and I will try my best to give you all the information you need.

I, Linda J. Stockton, earned a Bachelor of Arts Degree in Personnel from Purdue University (Fort Wayne, IN) and a Masters of Arts Degree in Counseling from Marshall University Graduate College (South Charleston, WV). I am a Nationally Certified Counselor, a Certified Clinical Mental Health Counselor, a member of the American Counseling Association and I am a Licensed Professional Clinical Counselor (Ohio). I have clinical experience in treating individuals age 10+, adults, couples/dyads, families and groups.

For most conditions I primarily use Cognitive-Behavioral Therapy (looking at the importance of your thoughts in how you feel and what you do), though I frequently draw from other theoretical frameworks as well depending on the person or situation. Treatment practices, philosophy and plan limitations and risks will be discussed with you today.

CONFIDENTIALITY & EMERGENCY SITUATIONS:

Your verbal communication and clinical records are strictly confidential except for:

• information used to treat you, run my company, share with your insurance company to process your claims (optional), or Employee Assistance Program (EAP) benefits (optional);

• information you and/or your child(ren) report about child abuse or elder abuse; then, by Ohio State Law, I am obligated to report this to the Department of Children and Family Services or appropriate authorities;

• if you provide information that informs me that you are in imminent danger of harming yourself or others;

  

  

• where you sign a release of information to have specific information shared;

• information necessary for consultation, case supervision or to address workers’ compensation and other Government requests

• defense of malpractice or professional complaint

• collection of debt per Financial/Insurance Policies on Page 2

• when required by law or by court order.

If you have an emergency or are in crisis, you or your parent/guardian are to call 911 or go to the nearest emergency room. Do NOT call me first. I will be available to follow up emergency services with standard counseling. If an urgent non-life-threatening situation for which you or your parent/guardian feels attention is necessary before your next appointment, please call the office at 567-525-5615; after business hours call my cell phone at 419-722-2032. Please note that conversations made on a cell phone are not confidential. There is no charge for calls lasting less than 15 minutes. I do not utilize email or text messaging to communicate with clients or parents/guardians; emails and texts are not confidential.

Client Signature

Date

Parent/Guardian Signature (if client < age 18)

Date

Page 1 of 4     Print Client’s Name


FINANCIAL/INSURANCE POLICIES:

IF YOU PLAN TO UTILIZE INSURANCE, it will be important that we are able to verify your benefits prior to your appointment or you will be expected to pay the entire fee and wait for me to reimburse you if/when your insurance plan pays me. YOUR SHARE OF THE FEE (e.g., co-pay, co-insurance, deductible) IS EXPECTED IN FULL AT THE BEGINNING OF YOUR SESSION. I am considered an in-network provider for some insurance plans and out-of-network provider for others. PAYMENT IN FULL IS EXPECTED AT THE BEGINNING OF YOUR SESSION FOR SELF-PAY/CASH clients unless we have signed a fee waiver. I accept cash, checks and credit/debit/HSA cards. My billing service, Electronic Medical Claims Consultants (EMCC), verifies insurance coverage and files your claim with both your primary and secondary insurance plans. Please contact EMCC directly regarding insurance and billing questions or concerns at 1-614-401-3024.

When the client is a minor and the parents are estranged, divorced or legally separated, the policy is to designate the person who initiated counseling to be the Guarantor. I am not able to bill each person for his/her “share” of the costs as designated by the divorce decree or other legal document. The expectation is for the person who initiated counseling to be responsible for the bill and to gain any reimbursement from the other parent.

In the event of non-payment after several warning letters, Inner Peace Counseling may utilize a collection agency of its choice to secure payment and/or take you to small claims court. By signing this page you waive your right to confidentiality of any information needed to pursue collection of your entire account balance through these methods.

FEE SCHEDULE EFFECTIVE 01/01/16:

CPT Code          Professional Service          Fee*

90791    Psychiatric diagnostic evaluation/intake assessment    $150

90837 & 90839    Psychotherapy/psychotherapy for crisis, 60 min. w/patient &/or family member    $200/$240

90849    Multiple-family group psychotherapy, 60 minutes    $150

90834    Psychotherapy, 45 minutes w/patient or family member    $100

90846 & 90847    Family psychotherapy/conjoint psychotherapy with/without patient present, 45 minutes    $120

90840    Psychotherapy for crisis add-on for each additional 30 minutes of psychotherapy used in conjunction with code 90839    $75

90832    Psychotherapy, 30 minutes w/patient and/or family member    $50

90853    Group psychotherapy (other than multiple-family group), 60-90 min.    $50

90785    Interactive complexity add-on code used in conjunction with codes for primary service: 90791, 90832, 90834, 90837 and 90853    $50

Phone consultations 16 minutes or longer (first 15 minutes are free) – not covered by insurance    $25/15 min.

Late Cancellation /Missed Appointment/No Show (See Policy Below)    $50

Returned check fee for NSF (non-sufficient funds)    $25

Fee for replying to subpoena, court testimony, depositions, travel miles/time portal to portal, wait time, my attorney fees, and time spent in preparation; this is regardless of action/outcome    $120/hr. + expenses

*If I am an “in-network” provider, I am under a contractual agreement with that insurance company and am required to adhere to their fee schedule (not to exceed the fees posted above). Typically this means I write off part of my fee in exchange for being in their network. However, if I am an “out-of-network” provider, I am permitted to “balance bill” or collect from the client the portion of my fee not covered by insurance, not to exceed the fees posted above.

*To reflect my core values, I set aside 10% of my case load for pro bono (free) services upon request on a first-come-first-served basis and for a limited number of sessions. Pro bono appointments may be restricted to non-peak hours (before 3:00 p.m.) and require execution of a “Fee Waiver” with my signature prior to delivery of service(s).

Late Cancellation/No Show Policies:

Cancellation of an appointment is expected no later than the calendar day prior to the scheduled appointment by calling my office (not my cell phone) at 1-567-525-5615 and leaving a voice mail message. Failure to do so will result in a $50.00 “late cancellation” fee NOT covered by insurance. Failure to call or show up for a scheduled appointment will result in a $50.00 “no show” fee NOT covered by insurance. In the case of inclement weather, only you can decide if you can safely drive to your appointment; however, failure to show for your appointment due to weather will still be subject to the “no show” fee unless a Level III snow emergency is in effect. In the event I cancel your appointment with less than 24 hours’ notice to you, I will provide you with a coupon that waives one future late cancellation/no show fee that you might otherwise incur.

Client/Responsible Party (Parent/Guardian if client <18)

Date

Page 2 of 4     Print Client’s Name


COORDINATION OF TREAMENT/CONTINUITY OF CARE:

If you want your health care providers to work together, I need your written permission to communicate with your primary care physician, OB-GYN and/or psychiatrist. Your consent is valid for one year. Please understand that you have the right to revoke this authorization, in writing, at any time; however, a revocation is not valid to the extent that I have acted in reliance on such authorization. If you prefer to decline consent, no information will be shared.

Information to be shared (check all that apply):

  

  

Client Signature

Date

Parent/Guardian Signature (if client < age 18)

Date

NOTICE OF PRIVACY PRACTICES AND CLIENT RIGHTS:

I/We have read and received a copy of the Notice of Privacy Practices (HIPAA) & Client Rights documents.

Please indicate which of the following is/are acceptable forms of communication (including leaving messages):

Contact you by phone?

Contact you at home mailing address?

If no, contact you at (other)?

Client Signature

Date

Parent/Guardian Signature (if client < age 18)

Date

PROVISION TO AVOID ABANDONMENT:

In the unlikely event that I, Linda J. Stockton LPCC, am unable to provide ongoing services (e.g., disability, death, etc.), Barbara V. Williamson LPCC, will become the custodian of my records. She will contact you and offer to either provide subsequent counseling services or assist you in finding a new therapist in your insurance network and then forward your file to him/her. Barbara Williamson can be reached by phone at Stepping Stones Counseling Center 1-419-422-7970.

DURATION OF COUNSELING RELATIONSHIP:

If three (3) months lapse without your making and keeping an appointment, I will assume you are no longer interested in participating in counseling with Inner Peace Counseling and will close your chart (move it to inactive status), thus ending our counseling relationship. If you want to resume counseling at some point, please call my office to discuss setting an appointment for a new intake assessment.

Client Signature

Date

Parent/Guardian Signature (if client < age 18)

Date

Page 3 of 4     Print Client’s Name


CONSENT FOR TREATMENT OF CHILD OR ADOLESCENT < AGE 18:

I/We consent that (child’s/adolescent’s name) may be treated as a client by Inner Peace Counseling.

A limited number of appointments are available after school hours; however, at times it may be necessary to schedule appointments during school hours. Upon request, Inner Peace Counseling will provide a signed form stating the date and time the client had an appointment.

This consent to treat expires: a) at the end of treatment; b) when revoked in writing by the parent(s)/guardian(s) who initiated treatment; or c) when the child turns 18.

Client Signature

Date

Parent/Guardian Signature (if client < age 18)

Date

Page 4 of 4     Print Client’s Name

Desktop/Inner Peace Counseling/Forms/Informed Consent – Rev. 01/01/16

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What an Informed Consent Form Is and When It Applies

An Informed Consent form documents a person's voluntary agreement to a proposed intervention, procedure, treatment, or participation in research after receiving relevant information about risks, benefits, alternatives, and the right to refuse. In healthcare and research, the form records the disclosure conversation and the signer's understanding and decision. Properly completed consent protects patient autonomy, clarifies scope of permission, and provides a contemporaneous record for clinicians, administrators, and payers. Where electronic signatures are used, the form must meet legal validity tests and any industry-specific consent requirements to be enforceable.

Why a Clear, Legally Sound Informed Consent Matters

A well-drafted informed consent documents informed decision-making, reduces legal exposure, and supports billing and regulatory compliance. In the U.S., electronic consents are valid under the ESIGN Act (15 U.S.C. ch. 96) and UETA where adopted, provided the transaction meets legal requirements for intent, consent, attribution, and record retention.

Why a Clear, Legally Sound Informed Consent Matters

Who Completes and Signs an Informed Consent

Organizations should ensure appropriate role-based signatures, authentication, and record retention based on the subject's capacity and applicable law.

  • Clinicians and investigators who explain procedures and document disclosure and alternatives.
  • Patients or research participants who provide consent or decline after being informed.
  • Legal guardians or authorized representatives when the primary subject lacks legal capacity.

Essential Elements of a Professional Informed Consent

A professional informed consent combines clear explanation, documented understanding, and evidence of authorization to proceed; include structured fields for disclosure, alternatives, and signatures.

Purpose

A concise statement describing the procedure, treatment, or research purpose and what the signer should expect before, during, and after the intervention.

Risks

A clear, readable list of material risks, their likelihood when known, and potential consequences that a reasonable person would want to know before consenting.

Benefits

Expected benefits, both direct and indirect, including likelihood and any limitations on guaranteed outcomes or therapeutic effect.

Alternatives

Reasonable alternatives to the proposed approach, including doing nothing, with a brief comparison of relative risks and benefits.

Questions

A section documenting that the signer was invited to ask questions and that the clinician provided answers, with space for follow-up contact details.

Signature Block

Signed name, printed name, relationship to subject if applicable, date/time, and witness or interpreter information when required.

Step-by-Step: Completing an Informed Consent Form

Follow this simple sequence to gather disclosures, confirm understanding, and capture valid authorization.

  • 01
    Prepare: Assemble clinical details, risks, alternatives, and any patient-specific notes.
  • 02
    Explain: Discuss purpose, benefits, and risks in plain language; invite questions.
  • 03
    Confirm Understanding: Ask the signer to restate key points and clarify misunderstandings.
  • 04
    Capture Signature: Sign, date, and record witness or interpreter details as required.

Typical Electronic Consent Workflow

Electronic informed consent usually follows a sender-to-signer flow with authentication, signing, and automated archival.

  • Upload Document: Sender uploads the consent template to the signing platform.
  • Place Fields: Sender adds signature, date, and optional initial fields.
  • Authenticate Signer: Signers verify identity via email link, SMS code, or stronger methods.
  • Audit and Store: System captures timestamp, IP, and stores the executed record and audit trail.

Technical and Format Requirements for eConsent

Confirm platform compliance for regulated workflows and that exported records include an audit trail, timestamps, and a tamper-evident signed document for future review.

  • File Types: PDF, DOCX supported
  • Authentication: Email, SMS, KBA
  • Integrations: EHR and CRM

Configuring an Electronic Consent Workflow

Set up fields, signer order, and authentication to match clinical and legal requirements before sending.

Field Configuration
Signature Field Require signer signature and date
Initials Optional initials at each section
Authentication Choose email, SMS, or KBA
Storage Location Secure archive or EHR integration

Legal Risks from Deficient or Missing Consent

Civil Liability: Malpractice claims and damages
Regulatory Action: Loss of reimbursement or sanctions
HIPAA Exposure: Civil penalties for privacy breaches
Criminal Risk: Rare, but possible for intentional misconduct
Administrative Burden: Rework, audits, and record retrieval
Invalid Consent: May require procedure postponement

Common Errors When Preparing Informed Consent

  • Using medical jargon without plain-language explanations that a reasonable person can understand and act upon.
  • Failing to document the subject's questions or the clinician's answers, leaving gaps in the record of informed decision-making.
  • Mismatching signature names, dates, or signer roles that complicate authentication or trigger billing denials.
  • Neglecting to record interpreter presence or to provide translated materials when language access is required.

Practical Tips to Improve Accuracy and Compliance

Adopt standardized templates and consistent workflows to reduce variation, simplify audits, and support clear patient communication.

Use Plain Language
Write risks and procedures at a comprehension level appropriate for the population served. Avoid acronyms and explain technical terms; document that the subject understood the explanation.
Verify Identity
Match the signer name to a government ID when possible and record the authentication method used for electronic signatures to strengthen attribution and evidentiary value.
Document Questions
Record any questions asked and the clinician's responses. This contemporaneous notation substantiates informed choice and can be crucial in dispute resolution.
Store Securely
Use encrypted storage with an audit trail and access controls. For healthcare, ensure BAA coverage and retention aligned with HIPAA and state rules.

Real-World Examples: Informed Consent in Practice

These condensed examples show how organizations document consent and use electronic workflows to reduce friction.

Fertility Centers of Illinois

A fertility clinic replaced paper forms with an electronic workflow to centralize patient records and capture signatures remotely.

  • The approach maintained HIPAA-compliant audit trails.
  • The clinic reported faster turnaround, consistent documentation across sites, and clearer records for billing and clinical follow-up.

Optica Ventures LLC

A clinical research sponsor standardized consent templates across trial sites to ensure consistent risk disclosures.

  • Site coordinators used the template for in-person and remote consent.
  • Standardization reduced variations in disclosures and simplified monitoring during audits and regulatory reviews.

eSignature Pricing and Feature Comparison for Informed Consent Workflows

Compare common eSignature vendors on entry pricing and essential features relevant to consent workflows; signNow is listed first per vendor-comparison convention.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial Yes Yes Yes Yes
Bulk Send Yes Yes Yes Yes No
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes Yes Yes No No

Frequently Asked Questions About Informed Consent

Answers to common questions about validity, electronic signatures, and practical issues when documenting consent.


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