Establishing secure connection…Loading editor…Preparing document…

InfoSec Policy Guidelines

This template is fully customizable. Edit the text, fill out the fields, and send it for signature. Give it a try!

INFOSEC POLICY GUIDELINES AND SERVICES AGREEMENT

This InfoSec Policy Guidelines and Services Agreement ("Agreement") is made effective as of by and between:

Client Name:    Address:

Consultant Name:    Address:

WHEREAS

WHEREAS, Client requires professionally drafted information security policy guidelines and related services to establish, document, and maintain administrative, technical, and physical safeguards appropriate to the sensitivity of Client's information assets; and

WHEREAS, Consultant represents that it has the expertise, personnel and resources to assist Client in developing, implementing and advising on information security policies, controls, incident response, and compliance measures; and

NOW, THEREFORE, in consideration of the mutual covenants contained herein, the parties agree as follows.

SCOPE OF WORK

Deliverables include the drafting of InfoSec Policy Guidelines covering data classification, access control, acceptable use, incident response, encryption, third-party management, training, monitoring, and change management, together with an implementation roadmap and recommended controls. Specific deliverables and acceptance criteria will be as set forth in the Scope of Work above.

PAYMENT TERMS

All amounts are payable in lawful currency. Consultant may suspend delivery of non-critical services if Client is more than days delinquent after written notice. Client shall be responsible for reasonable collection costs and interest as specified above.

TERM AND TERMINATION

This Agreement commences on Start Date: and continues until End Date: unless earlier terminated in accordance with this section.

Either party may terminate for convenience by giving the other party written notice equal to the notice period above. Termination for material breach shall be effective upon written notice if the breaching party fails to cure within thirty (30) days after receipt of notice specifying the breach. Termination does not relieve Client of payment obligations for services performed through the effective date of termination.

CONFIDENTIALITY

"Confidential Information" means all non-public information disclosed by one party to the other related to operations, systems, data, policies, reports, security controls, or any other information reasonably understood to be confidential. Confidential Information does not include information that is (a) publicly known through no act or omission of the receiving party; (b) rightfully received from a third party without breach of any obligation; or (c) independently developed without reference to the disclosing party's Confidential Information.

The receiving party shall (i) use Confidential Information solely to perform its obligations under this Agreement; (ii) restrict disclosure to those employees, contractors or advisors having a need to know and who are bound by confidentiality obligations at least as protective as those herein; and (iii) exercise at least the same degree of care it uses to protect its own confidential information, but in no event less than reasonable care. Confidential obligations survive termination for .

Notwithstanding the foregoing, the receiving party may disclose Confidential Information to the extent compelled by law, provided it gives the disclosing party prompt written notice and cooperates to seek protective measures.

INFORMATION SECURITY CONTROLS

The parties acknowledge that Consultant's duties include recommending and documenting controls. The following policy elements shall be addressed in the delivered guidelines (check applicable items):

COMPLIANCE, AUDITS AND MONITORING

Consultant will recommend an audit and monitoring regime. Client will permit Consultant or its designated auditors to conduct periodic reviews at a frequency of and shall reasonably assist in audits. Findings requiring remediation shall be documented and prioritized with timelines for corrective actions.

TRAINING & AWARENESS

Consultant shall provide guidance and materials for security awareness training to be delivered to Client personnel at a frequency of . Training scope shall include phishing awareness, password hygiene, data handling, and incident reporting procedures.

REMEDIES AND ENFORCEMENT

A breach of confidentiality, unauthorized disclosure of sensitive data, or material failure to implement critical security controls shall constitute a material breach. In addition to damages, the non-breaching party is entitled to injunctive relief and specific performance where appropriate. Remedies are cumulative and do not preclude other available equitable relief.

GOVERNING LAW

This Agreement shall be governed by and construed in accordance with the laws of the jurisdiction of without regard to choice-of-law principles.

ENTIRE AGREEMENT

This Agreement, together with any attachments and the Scope of Work, constitutes the entire agreement between the parties with respect to the subject matter and supersedes all prior and contemporaneous proposals, agreements, and understandings, whether written or oral. Any amendment or modification must be in writing and signed by authorized representatives of both parties.

MISCELLANEOUS PROVISIONS

Neither party may assign this Agreement without the prior written consent of the other, except that Consultant may assign to an affiliate or a purchaser of substantially all its assets. If any provision is held unenforceable, the remainder shall remain in full force. Notices shall be in writing and delivered to the addresses set forth above.

Client Printed Name:

By:

Date:

Consultant Printed Name:

By:

Date:

Enter text✕

What the InfoSec Policy Guidelines Cover

The InfoSec Policy Guidelines are a structured internal document that defines an organization’s information security objectives, roles, controls, and procedures. They bundle governance principles, classification rules, access controls, incident response steps, and monitoring requirements so stakeholders understand responsibilities and expected behavior. Written to be technology-neutral, the guidelines link to specific standards and procedures (for example, change management, patching, and third-party risk assessments) and provide a consistent baseline for audits, training, and continuous improvement across teams.

Why a Clear InfoSec Policy Matters

A concise InfoSec Policy Guidelines document reduces ambiguity, supports regulatory compliance, and documents controls for audits. It clarifies who is responsible for protecting assets, how risks are assessed and mitigated, and what to do when incidents occur, enabling consistent decision-making and demonstrable compliance posture.

Why a Clear InfoSec Policy Matters

Who Needs These Guidelines and When

Use these guidelines when establishing or updating your security program, during vendor onboarding, and before security audits or incident response drills.

  • Security leadership and compliance teams responsible for policy stewardship and audit readiness.
  • IT and engineering teams that implement technical controls and operationalize procedures.
  • HR, legal, and business unit leads who must enforce acceptable use and data handling rules.

The document is also useful to executive sponsors and board members as a governance reference and to new hires for role-based responsibilities.

Primary Signatories and Approvers

CISO

Chief Information Security Officer signs as the primary approver and policy owner. The CISO certifies alignment with risk appetite and oversees periodic reviews and enforcement.

General Counsel

Legal or compliance leader reviews and co-signs to confirm regulatory obligations are met and to coordinate legal disclosures and contract language with third parties.

Essential Data Elements to Include

Policy Title: Clear, versioned name
Effective Date: MM/DD/YYYY
Owner: Role or team name
Scope: Systems and data covered
Review Cycle: Annual or schedule
Approval: Signatory names

Consequences of Missing or Incorrect Policies

Regulatory Fines: Potential civil penalties
Breach Costs: Remediation and notification expenses
Operational Impact: Service disruption risk
Contract Remedies: Third-party liability claims
Reputational Harm: Customer trust degradation
Evidence Gaps: Audit failures or legal exposure

Common Preparation Pitfalls

  • Overly generic controls that cannot be operationalized by teams.
  • Undefined responsibilities that create gaps during incidents.
  • Failure to align policy with legal and contractual obligations.
  • Outdated references to decommissioned systems and procedures.

Stepwise Process to Create or Update Guidelines

Follow a repeatable sequence to draft, review, approve, publish, and maintain the InfoSec Policy Guidelines.

  • 01
    Draft: Assemble owners, map scope, and draft controls.
  • 02
    Review: Legal, HR, and IT validate obligations and language.
  • 03
    Approve: CISO and executive sponsor sign the policy.
  • 04
    Publish: Distribute to staff and update repositories.

How the Policy Flows Through the Organization

A clear routing model ensures accountability from creation through enforcement and review.

  • Owner Assignation: Designate team and named owner for oversight.
  • Stakeholder Review: Circulate draft to impacted teams for input.
  • Formal Approval: Obtain required executive and legal sign-offs.
  • Operational Rollout: Train teams and integrate into workflows.

Core Components of a Professional InfoSec Policy Guidelines

A complete InfoSec Policy Guidelines document contains governance, technical controls, operational procedures, roles and responsibilities, incident response, and audit and review provisions to ensure effective program delivery.

Governance

Defines policy ownership, approval authorities, escalation paths, and review cadence to maintain oversight and continuous improvement.

Risk Management

Describes risk assessment methodology, classification levels, acceptable risk thresholds, and required risk treatment actions for identified threats.

Access Control

Specifies identity proofing, privileged access management, least privilege rules, multifactor authentication requirements, and periodic access reviews.

Data Protection

Covers data classification, handling requirements, encryption in transit and at rest, and data retention and disposal practices.

Incident Response

Outlines detection, triage, containment, notification timelines, roles, and post-incident review procedures to restore operations.

Monitoring & Audits

Details logging, SIEM integration, audit trail expectations, and evidence retention to support compliance and forensic investigations.

How to Configure an Online Policy Approval Workflow

Set up a digital workflow that assigns reviewers, enforces approval order, and captures audit trails for every policy version.

Field Configuration
Owner Field Auto-assign to CISO group
Approval Order Legal → Compliance → Executive
Authentication Email plus MFA for approvers
Retention Flag Archive signed version automatically

Digital Signing and eSubmission Requirements

Use an electronically auditable platform supporting secure authentication, tamper-evident documents, and exportable audit trails.

  • Authentication: Support email, SMS OTP, SAML/SSO
  • Audit Trail: Timestamp, IP, and action log
  • Document Formats: PDF and DOCX support

Ensure any selected platform supports your compliance needs (HIPAA, 21 CFR Part 11, SOC 2) and enables reproducible records for audits.

Typical Timelines and Review Deadlines

Establish concrete milestones for policy approval, periodic review, employee training, and incident drills to keep guidance current and actionable.

Initial Drafting:

2–6 weeks depending on scope

Stakeholder Review:

1–3 weeks for legal and business input

Executive Approval:

1 week for sign-off after final revisions

Annual Review:

At least once every 12 months

Post-Incident Revision:

Within 30 days after major incidents

Selected eSignature Pricing and Capability Snapshot

Compare baseline pricing and common capabilities across vendors; signNow is listed first for direct comparison of starting price and core features.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day trial Varies by plan Varies by plan Varies by plan Varies by plan
Bulk Send Yes (Premium) Plan-dependent Plan-dependent Plan-dependent Limited
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes (BAA) Yes (BAA) Yes (BAA) No No

Practical Use Cases from Real Organizations

These examples show how teams apply InfoSec Policy Guidelines in operational contexts.

Optica Ventures

A small investment firm standardized controls across offices to reduce audit findings.

  • The policy centralized access reviews across teams.
  • After rollout the firm reported clearer responsibilities and fewer exceptions during compliance reviews, supporting faster remediation and more consistent vendor assessments.

Fertility Centers

A healthcare provider integrated HIPAA-specific safeguards into its policy framework.

  • The document mandated BAAs and encryption standards.
  • Implementing the guidelines reduced ambiguity in vendor onboarding and strengthened incident response coordination with clear notification timelines.

Frequently Asked Questions and Troubleshooting

Answers to common questions about drafting, approving, signing, and maintaining InfoSec Policy Guidelines.


Need help? Contact support

be ready to get more
Join over 28 million airSlate SignNow users