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Legal Anti-Lobby Certification Form

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LEGAL ANTI-LOBBY CERTIFICATION FORM

This Legal Anti-Lobby Certification (the Certification) is made and entered into on by and between Certifying Party Name: with principal address and Awarding Entity Name: with principal address .

RECITALS

WHEREAS, Awarding Entity has entered into or will enter into a contract, grant, or agreement identified as Contract/Grant Number: (the Agreement) with Certifying Party for the provision of goods or services as further described in the Agreement; and

WHEREAS, Awarding Entity requires, as a condition of entering into and maintaining the Agreement, that Certifying Party make certain certifications regarding lobbying and political activities to ensure compliance with applicable statutes, regulations, and the terms of the Agreement; and

WHEREAS, Certifying Party desires to certify its compliance with anti-lobbying obligations and to disclose any covered lobbying activities, if applicable.

NOW, THEREFORE

In consideration of the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are acknowledged, the parties agree as follows:

1. DEFINITIONS

For purposes of this Certification:

a) "Lobbying" means any attempt to influence legislation, executive action, rulemaking, contract awards, grant decisions, or other governmental decisions by means of oral or written communication, expenditure of funds, or any other effort intended to influence public officials or employees in their official capacities.

b) "Covered Funds" means funds provided by Awarding Entity under the Agreement and any program or appropriation under which the Agreement is funded.

2. CERTIFICATION OF NO USE OF COVERED FUNDS FOR LOBBYING

Certifying Party hereby certifies, to the best of its knowledge and belief, that neither Certifying Party nor any of its employees, subcontractors, agents, or consultants have used, or will use, any Covered Funds to pay for lobbying activities in connection with the negotiation, award, administration, renewal, amendment, or performance of the Agreement. This certification includes, without limitation, payment for activities intended to influence the award or modification of contracts, grants, cooperative agreements, or any similar instrument.

3. PROHIBITED ACTIVITIES

Without limiting the foregoing, Certifying Party agrees that Covered Funds shall not be used, directly or indirectly, for:

a) lobbying or attempting to influence members of the legislative branch, executive branch officials, procurement officers, or other governmental decision-makers regarding the award, renewal, amendment, or administration of the Agreement; or

b) retaining a person or organization to influence legislative or executive action related to the Agreement where the payment for such retention is made from Covered Funds.

4. PERMITTED COMMUNICATIONS

This Certification does not prohibit communications that are purely factual, ministerial, or administrative in nature, including submission of required reports, routine contract or grant administration communications, or communications expressly authorized by the Agreement or by applicable law. Certifying Party shall ensure that any permitted communications are not funded with Covered Funds if such communications would otherwise constitute lobbying.

5. DISCLOSURE OF LOBBYING ACTIVITIES

If Certifying Party, any subcontractor, agent, or consultant uses non-Covered Funds to engage in lobbying activities that could influence the Agreement, or if any lobbying related to the Agreement has occurred at any time, Certifying Party must disclose the activity in writing to Awarding Entity. Provide a full description of the lobbying activity and identify the party performing the activity:

6. FALSE CERTIFICATION; REMEDIES

Certifying Party acknowledges that a materially false, incomplete, or intentionally misleading certification or disclosure may constitute a breach of the Agreement and may subject Certifying Party to corrective actions, including but not limited to suspension or termination of the Agreement, repayment of funds, withholding of payments, disqualification from future awards, and any other remedies available at law or equity. Awarding Entity reserves the right to seek all available remedies.

7. RECORDS AND AUDIT

Certifying Party shall maintain records sufficient to demonstrate compliance with this Certification, including invoices, receipts, contracts, communications, and any records documenting lobbying or non-lobbying expenditures. Such records shall be retained for a period of not less than three years after final payment under the Agreement or such longer period as required by law, and shall be made available to Awarding Entity upon request for inspection and audit.

8. ENTITY STATUS AND CONTACT INFORMATION

Individual Corporation Nonprofit Partnership Other:

9. NOTICES

Any notice required or permitted under this Certification shall be in writing and delivered to the primary contact information provided above or to such other address as either party may designate in writing. Notices shall be effective upon personal delivery or three business days after deposit in the U.S. mail, postage prepaid, or upon confirmed delivery by overnight courier.

10. AMENDMENTS; WAIVER; COUNTERPARTS

This Certification may be amended only by a written instrument signed by both parties. No failure or delay by either party in exercising any right or remedy will operate as a waiver of that right or remedy. This Certification may be executed in counterparts, each of which will be deemed an original, and all counterparts together will constitute one and the same instrument.

11. GOVERNING LAW; ENTIRE AGREEMENT; SEVERABILITY

This Certification shall be governed by and construed in accordance with the laws of the jurisdiction governing the Agreement without regard to conflict of laws principles. This Certification constitutes the entire understanding and agreement between the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings relating thereto. If any provision of this Certification is held invalid or unenforceable, the remainder of this Certification will remain in full force and effect.

12. CERTIFICATION BY AUTHORIZED REPRESENTATIVE

The undersigned certifies, under penalty of perjury or other applicable penalties, that the information contained in this Certification is true, correct, and complete to the best of the undersigned's knowledge. The undersigned further certifies that he or she is authorized to execute this Certification on behalf of Certifying Party and to bind Certifying Party to the terms herein.

Certifying Party - Print Name:

By (Signature):

Date:

Awarding Entity - Print Name:

By (Signature):

Date:

Enter text✕

What the Legal Anti-Lobby Certification Form Is

The Legal Anti-Lobby Certification Form is a written declaration required by many federal, state, and grant-making agencies where the signer affirms compliance with anti‑lobbying rules and restrictions on using funds for lobbying activities. It typically accompanies proposals, grant applications, contract awards, or invoices and documents that certify no prohibited lobbying occurred, or that required disclosures were made. Agencies use the form to verify eligibility, trigger payment, and satisfy audit requirements. Completing the form accurately helps organizations avoid funding delays, auditors' findings, and procurement disqualification.

Why this Certification Matters for Compliance

Submitting an accurate Legal Anti-Lobby Certification is often a mandatory compliance step for contracts and grants; it certifies that the recipient followed statutory and agency lobbying prohibitions and disclosure rules.

Why this Certification Matters for Compliance

Who Typically Completes This Certification

Organizations and individuals involved in government contracting, grant-funded projects, and regulated procurements must complete this certification before award or payment.

  • Government contractors and subcontractors responsible for procurement compliance and required disclosures for bids and invoices.
  • Nonprofit organizations and grant recipients attesting that grant funds were not used for prohibited lobbying.
  • Higher-education and research institutions certifying compliance when applying for federal or state research grants.

Authorized signers include corporate officers, grant managers, compliance officers, or other persons with legal authority to bind the entity; keep records of who signed and when.

Core parts of a professional Legal Anti-Lobby Certification

A clear, consistent form reduces processing errors and supports agency audits. Well-drafted versions combine a declarative statement, signer identity fields, date, scope, and signature mechanics.

Certification Statement

A concise affirmative paragraph stating no prohibited lobbying occurred or that required disclosures were made for the reporting period and funding source involved; plainly worded for auditability.

Scope of Funds

A field describing which contract, grant, purchase order, or invoice the certification covers, including award number, program name, and applicable period to avoid ambiguity in enforcement.

Disclosure Section

A short area to list any lobbying activities, third‑party lobbyists, or government contacts that must be disclosed under applicable statutes or agency rules.

Signer Identification

Fields for signer name, title, organization, mailing address, email, and telephone so the certification can be attributed and verified during audits.

Signature and Date

A clearly placed signature block with date and, if required, a printed name plus checkboxes for electronic signature consent or notarization status.

Supporting References

A short reference to the controlling statutes, agency policy, or solicitation clause governing the certification to guide reviewers and auditors.

Essential data fields and how to protect them

Signer Name: Full legal name
Title: Corporate title
Organization: Legal entity name
Award Identifier: Contract or grant number
Date Signed: MM/DD/YYYY
Signature Method: Handwritten or eSignature

Step-by-step: completing the certification accurately

Follow these sequential steps to prepare, verify, and submit the Legal Anti-Lobby Certification with supporting references.

  • 01
    Gather award details: Collect contract/grant number and funding period.
  • 02
    Confirm lobbying status: Determine whether any reportable lobbying occurred.
  • 03
    Complete form fields: Enter organization, scope, disclosures, and signer info.
  • 04
    Sign and save: Sign, date, and retain the signed record for audits.

How to set up an online workflow for this certification

Configure a repeatable eSubmission process to collect certifications, route approvals, and store audit trails.

Field Configuration
Upload Document Store the template as a secured PDF
Assign Signers Set signer roles and sequence order
Authentication Use email or stronger verification
Record Retention Automatically archive signed copies

Where to file or send the completed certification

Understand standard routing: the certification typically follows internal approval, then accompanies invoices, or is submitted to the contract/grant officer.

  • Internal Approval: Routing to compliance and finance
  • Attach to Invoice: Include with payment request or invoice
  • Submit to Agency: Upload to agency portal or email contact
  • Retain Copy: Keep a signed copy in records

Digital signing and technical platform notes

Platforms that integrate with document storage and provide tamper-evident copies help meet retention and audit requirements. Confirm the vendor supports any agency-specific encryption or BAA needs before eSubmission.

  • File formats: PDF, DOCX accepted
  • Authentication: Email, SMS, or stronger
  • Audit Trail: Timestamped event log

Timelines and processing expectations

Timing varies by agency and solicitation; certifying early avoids invoice holds and accelerates payment. Note agency-specific submission windows and audit deadlines.

Before award submission:

Attach certification to the original proposal when required

At invoicing:

Provide certification with first invoice or requested deliverable

During audits:

Ensure records are retrievable for audit periods

Renewals:

Re-certify if the award or scope changes

Retention window:

Keep signed documents per retention rules

Common mistakes to avoid when preparing the certification

  • Using informal or different legal names that do not match award documents, causing reconciliation failures and payment delays.
  • Leaving disclosure fields vague or incomplete which prompts agency follow-up and potential compliance findings.
  • Failing to retain the signed record and audit trail for the required retention period, exposing the organization during audits.
  • Applying a handwritten signature without recording signer identity and consent when the receiving agency requires electronic authentication.

Consequences of incorrect or missing certifications

Payment Delay: Invoices may be withheld
Contract Remedies: Suspension or termination risk
Debarment Risk: Possible exclusion from awards
Civil Liability: False certification exposure
Reputational Harm: Vendor credibility impaired
Audit Findings: Corrective action required

Two practical examples of when the certification is used

Use cases show how the certification appears in real workflows and why precise completion matters for funding and audits.

University Grant

A campus research office files a certification with a federal grant application

  • The form lists award number and principal investigator
  • Accurate certification prevents funding delays and supports audit responses for sponsored research.

Prime Contractor

A contractor submits the certification with an invoice to a federal agency

  • The document discloses any lobbying contractors and confirms none used award funds
  • Proper linkage ensures payments process and avoids contract compliance issues.

Practical tips for accurate and efficient completion

Adopt these operational practices to reduce errors, centralize oversight, and shorten review cycles for certifications.

Standardize the template
Use a single vetted form across departments. Standard wording reduces interpretation risk and simplifies agency review while preserving a clear audit trail.
Centralize approvals
Have a designated compliance owner review all certifications to ensure disclosures are consistent and that signer authority is documented and verified.
Use eSign workflows
Configure authenticated eSignature routing and automated archiving to capture timestamps, IP addresses, and consent for audit-ready records.
Train signers
Provide short guidance to authorized signers on required fields and legal implications so certificates are completed correctly the first time.

Comparing eSignature vendors for Legal Anti-Lobby Certification needs

Choose an eSignature provider that meets your authentication, retention, and integration needs; below is a concise vendor comparison with signNow listed first.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial, no credit card Varies by plan Varies by plan Varies by plan Varies by plan
Bulk Send Yes (Premium) Yes Yes Yes Limited
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes (BAA available) Yes (BAA available) Yes (BAA available) No No
Envelope Cap No cap 100 envelopes/user/year Varies Varies Varies

Frequently asked questions and troubleshooting

Answers to common questions about signing, submitting, and retaining Legal Anti-Lobby Certifications.


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