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Legal Integrity Declaration

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LEGAL INTEGRITY DECLARATION

This Legal Integrity Declaration (the Declaration) is made as of Effective Date: by and between Declarant Name: (Entity Type: ) with principal address: and Recipient Name: (Entity Type: ) with principal address: .

RECITALS

WHEREAS, the Parties seek to set forth declarations, warranties and covenants concerning legal, regulatory and ethical compliance in connection with their business relationship and any transactions between them; and

WHEREAS, each Party acknowledges that adherence to laws, anti-corruption standards, and the avoidance of conflicts of interest are material to the other Party in evaluating and maintaining commercial relationships; and

WHEREAS, each Party is willing to make the representations and assume the obligations set forth in this Declaration in order to allocate risk, enable oversight and provide appropriate remedies in the event of breach.

NOW, THEREFORE

In consideration of the mutual covenants and other good and valuable consideration, the receipt and sufficiency of which are acknowledged, the Parties agree as follows:

1. DEFINITIONS

For the purposes of this Declaration, "Applicable Law" means all statutes, regulations, ordinances, rules and legally binding requirements of any governmental authority applicable to a Party in performing its obligations hereunder. "Integrity Obligations" means the warranties, covenants and compliance duties set out in Sections 2 through 7 of this Declaration.

2. REPRESENTATIONS AND WARRANTIES

Each Party represents and warrants to the other Party, as of the Effective Date and continuing through the term of any underlying engagement, that: (a) it is duly organized, validly existing and in good standing under the laws of its jurisdiction of organization; (b) the execution, delivery and performance of this Declaration have been duly authorized by all necessary corporate or other action; (c) it is not subject to any suspension, debarment or other statutory prohibition that would materially restrict its ability to perform its obligations; and (d) to the best of its knowledge, no information provided to the other Party in connection with this Declaration is materially false or misleading.

3. COMPLIANCE WITH LAWS

Each Party shall comply in all material respects with Applicable Law and shall not engage in any activity, practice or conduct that would cause the other Party to be in violation of Applicable Law. Each Party shall maintain policies and procedures designed to ensure ongoing compliance with Applicable Law and will make such policies available to the other Party upon reasonable written request.

4. ANTI-BRIBERY AND ANTI-CORRUPTION

Each Party covenants that it will not, directly or indirectly, offer, promise, give, authorize or accept any undue pecuniary or other advantage, bribe, kickback, facilitation payment or anything of value to any public official or private person in order to obtain or retain business, to influence official action, or to secure any improper advantage. Each Party shall implement and maintain adequate controls and training to prevent bribery or corruption.

5. CONFLICTS OF INTEREST

Each Party shall disclose, in writing, any actual, potential or perceived conflict of interest that may reasonably be expected to impair that Party's independent judgment or ability to perform its obligations. Disclosure shall be made promptly upon discovery and in any event within of discovery. Known conflicts as of the Effective Date are described below.

6. REPORTING, INVESTIGATION AND COOPERATION

Each Party shall promptly report to the other any credible allegation or evidence of non-compliance with this Declaration. The Parties shall cooperate in any reasonable investigation, including by making available relevant books, records and personnel, subject to applicable legal privileges and confidentiality obligations.

7. RECORDS; AUDIT RIGHTS

Each Party shall maintain complete and accurate books, records and supporting documentation relevant to its compliance with this Declaration for a period of from the date such records are created. Upon reasonable notice, the other Party shall have the right to audit such records or to request certification of compliance, provided that audits are conducted at mutually agreeable times and with reasonable confidentiality protections.

8. REMEDIES; INDEMNIFICATION

A material breach of this Declaration shall entitle the non-breaching Party to pursue all remedies available at law or in equity, including termination of agreements, recovery of damages and injunctive relief. The breaching Party shall indemnify and hold harmless the non-breaching Party from and against any losses, fines or liabilities arising from such breach, except to the extent caused by the non-breaching Party's own conduct.

9. CONFIDENTIALITY

Information disclosed pursuant to reporting, investigation or audit under this Declaration shall be treated as Confidential Information to the extent permitted by Applicable Law and any existing confidentiality agreement between the Parties. Confidential Information shall not be used except for purposes of compliance, investigation or enforcement under this Declaration.

10. NOTICES

All notices required or permitted under this Declaration shall be in writing and delivered to the addresses below (or to such other address as a Party designates by written notice).

11. AMENDMENTS; WAIVER; COUNTERPARTS

No amendment or waiver of any provision of this Declaration shall be effective unless in writing and signed by authorized representatives of both Parties. Waiver of any breach shall not be deemed waiver of any subsequent breach. This Declaration may be executed in counterparts, each of which shall be deemed an original and all of which together shall constitute one instrument.

12. GOVERNING LAW; ENTIRE AGREEMENT; SEVERABILITY

This Declaration shall be governed by and construed in accordance with the laws of the state of without regard to principles of conflicts of law. This Declaration, together with any referenced agreements, constitutes the entire agreement of the Parties with respect to its subject matter and supersedes all prior oral or written understandings. If any provision of this Declaration is held invalid or unenforceable, the remaining provisions shall remain in full force and effect.

13. CERTIFICATION

Each Party certifies, by the authorized signature below, that the statements made in this Declaration are true and correct to the best of the signing Party's knowledge and belief, and that the signing Party has the authority to bind the entity on whose behalf the signature is provided.

Declarant:

By:

Date:

Recipient:

By:

Date:

Enter text✕

What a Legal Integrity Declaration Is and Where It Applies

A Legal Integrity Declaration is a formal written statement in which a party affirms the accuracy, completeness, and authenticity of specified facts or records. Commonly used in contracts, compliance filings, corporate governance, and regulatory submissions, it documents who attests to what, when, and under what authority. Declarations may include representations, material disclosures, and signature blocks and can be executed electronically under ESIGN and UETA when the transaction permits. Depending on purpose, a declaration can also require notarization, witness attestations, or industry-specific addenda.

Why a Legal Integrity Declaration Matters

A clear declaration establishes a record of intent and attribution that supports enforceability, auditability, and regulatory compliance while reducing later disputes.

Why a Legal Integrity Declaration Matters

Typical Users and Stakeholders

The Legal Integrity Declaration is used by groups that need sworn or attested statements for contracts, compliance, or filings.

  • Legal teams preparing attestation language for transactions and litigation support, ensuring clear attribution and signature evidence.
  • Compliance and risk officers documenting accuracy of disclosures, certifications, or internal control attestations for regulators.
  • HR, finance, and procurement teams using declarations for employment verification, vendor attestations, or financial reconciliations.

Parties receiving the declaration — counter-signers, auditors, regulators — rely on its formality and preserved audit trail.

Representative Signers

Corporate Counsel

Counsel drafts and approves the declaration language to ensure legal sufficiency and alignment with governing law; often coordinates notarization or witness requirements and certifies internal signatory authority.

Compliance Manager

Compliance personnel complete factual sections, confirm supporting evidence is attached, and retain the record according to regulatory schedules; they arrange secure eSubmission or notarization where required.

Core Elements of a Professional Legal Integrity Declaration

A complete declaration combines factual statements, identification of parties, the scope of the attestation, date and signature mechanics, and provisions for authentication and retention.

Statement of Truth

A concise factual recital that the signer affirmatively declares the accuracy and completeness of the attached facts, data, or documents under applicable penalties.

Identifying Parties

Clear identification of the declarant and recipient, using full legal names and legal entity types to avoid ambiguity in enforcement or record searches.

Scope and Attachments

Defines the records or facts covered by the declaration and lists exhibits or supporting documents incorporated by reference.

Representation Clauses

Short representations about authority to sign, absence of material omission, and whether the declaration is subject to confidentiality or privilege.

Authentication & Notary

Signature block with electronic signature allowances and any required notary or witness language, including remote online notarization where permitted.

Retention and Audit Trail

A declaration should specify record retention, custodianship, and that an auditable trail (timestamps, IP, certificate) will be preserved.

Step-by-Step: Prepare, Review, and Execute

Follow these sequential steps to ensure the declaration is legally sound and properly preserved.

  • 01
    Draft: Prepare the factual recital and identify exhibits to be attached for reference.
  • 02
    Internal Review: Have legal and compliance review for accuracy, authority, and any regulatory language.
  • 03
    Authentication Selection: Choose eSignature method or plan for notarization/witnessing as required by jurisdiction.
  • 04
    Execute & Preserve: Sign, notarize if needed, and store the signed record with an auditable trail and retention metadata.

Typical Electronic Execution Flow

Electronic execution follows a standard workflow that preserves intent, attribution, and an audit trail for later verification.

  • Upload: Upload the declaration in PDF or DOCX format and confirm attachments are included.
  • Place Fields: Add signature, date, and any conditional fields required for multiple signers.
  • Send: Send to signers by email link or bulk distribution; configure authentication level as needed.
  • Audit Trail: On completion, capture timestamps, IP, and the certificate of completion to preserve evidentiary metadata.

Recommended Digital Workflow Settings

Configure the e-sign workflow to match your authentication and retention requirements before sending.

Field Configuration
Document Upload Accept PDF and DOCX; embed exhibits or attach as separate files.
Signer Fields Require signature, date, and role fields; use conditional fields for multiple declarants.
Authentication Use email link by default; add SMS or KBA for higher assurance workflows.
Audit & Retention Enable full audit trail, automatic archiving, and version history for compliance.

Technical and Integration Considerations

Choose a platform that supports required authentication, formats, and integrations with existing systems.

  • File Formats: PDF, DOCX supported
  • Integrations: Salesforce, NetSuite, Microsoft 365
  • Authentication: Email, SMS, KBA options

Confirm platform capabilities align with your legal, IT, and records-retention policies before live use.

eSignature Vendor Pricing and Feature Snapshot

Comparison of starting prices and common enterprise features; signNow is listed first per platform conventions.

signNow DocuSign Adobe Sign PandaDoc HelloSign
Starting Price $8/user/mo $15/user/mo $14/user/mo $19/user/mo $15/user/mo
Free Trial 7-day free trial Varies Varies Varies Varies
Bulk Send Yes Varies Varies Yes Varies
Audit Trail Yes Yes Yes Yes Yes
HIPAA Compliant Yes Yes Yes No No

Key Dates and Timing Expectations

Track the signature date, any filing deadlines, and retention start dates to avoid compliance lapses.

Signature Date:

Date the signer executes the declaration; controls effective date and evidentiary timeline.

Filing Window:

If filing with an agency, follow that agency's accepted submission window or response timeframe.

Document Requests:

Provide a signed declaration promptly when requested by auditors or regulators; delays can raise issues.

Retention Start:

Retention begins on execution date unless statute or contract specifies otherwise.

Correction Period:

Allow internal review and correction before final filing to reduce rework and potential penalties.

Milestones: Draft to Final Record

Follow these numbered milestones to move from draft to a preserved final record with an audit trail.

01

1. Drafting

Create the declaration language and assemble supporting exhibits for review.

02

2. Review

Legal and compliance vet for authority, scope, and regulatory language.

03

3. Execution

Sign using chosen authentication; notarize or witness if required by jurisdiction.

04

4. Archival

Store the signed file with audit metadata and apply the retention schedule.

Common Preparation Pitfalls to Avoid

  • Using inconsistent legal names across documents, which complicates verification and may undermine enforceability.
  • Omitting attachments or exhibit references, leaving the declaration unsupported by the required evidence.
  • Failing to select the correct authentication level, risking later challenges to signer identity or intent.
  • Missing notarization or witness steps where state law requires them, causing filing rejection or evidentiary gaps.

Consequences of an Incorrect or Incomplete Declaration

Perjury Risk: Possible criminal exposure for knowingly false statements
Unenforceability: Contracts or attestations may be void or limited in remedy availability
Regulatory Fines: Regulatory penalties may apply for inaccurate filings
Tax Penalties: Incorrect supporting declarations may trigger IRS penalties
Operational Delay: Remediation and re-signing delays business processes
Reputational Harm: Loss of stakeholder trust and increased oversight

Security and Compliance Features to Require

Encryption: TLS 1.2/1.3 in transit
Data at Rest: AES-256 encryption
Certifications: SOC 2 Type II
Industry Compliance: HIPAA support (BAA required)
Regulatory Standards: 21 CFR Part 11 capability
Privacy Laws: GDPR and CCPA compliance

Practical Examples from Real Organizations

Real-world implementations show how declarations speed approval and provide robust audit records for compliance.

Optica Ventures LLC

Brian Fitzgibbons used online declarations to streamline investor paperwork and reduce turnaround time.

  • Implementation standardized signature workflows for remote investors.
  • The interface is simple and easy-to-use for our team; more importantly, it is just as easy for our customers.

Fertility Centers of Illinois

John Butler relied on electronic attestations for patient forms and privacy acknowledgements.

  • Added BAA-covered workflows and secure retention.
  • The airSlate SignNow team has been exceptional, responsive, the API has been great, and we're extremely happy that we chose airSlate SignNow as a company.

Practical Tips for Accurate and Efficient Completion

Adopt consistent templates, verify signer authority, and embed retention instructions to reduce downstream risk.

Use Standard Templates
Create a vetted template with required exhibits and fixed signature blocks to minimize drafting errors and speed review cycles.
Verify Signer Identity
Match full legal names and titles to governance documents; use multi-factor or higher-assurance authentication for sensitive attestations.
Attach Supporting Evidence
Include exhibits or verification documents inline or as referenced attachments to make the declaration self-contained for auditors.
Record Retention
Document retention period and custodian in the declaration to ensure consistent archival and regulatory compliance.

Frequently Asked Questions and Practical Answers

Answers to common questions about execution, eSign validity, notarization, and recordkeeping for declarations.


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