TFSA Account Opening Package

TFSA ACCOUNT OPENING PACKAGE

Use this form to open a Tax-Free Savings Account (TFSA) with the firm. Complete all sections in full. Where fields are not applicable, enter "N/A". The applicant certifies the accuracy of all information provided and agrees to the account terms, privacy provisions, and declarations below.

Account Details

Account Type: New TFSA account Transfer existing TFSA Successor holder designation

Preferred currency for account holdings:

Primary Account Holder — Personal Information

Identification Provided

Documents presented (check all that apply) and ID numbers:

Beneficiary & Successor Designation

Primary beneficiary(ies) — designate one or more beneficiaries and the percentage share (shares must total 100% where applicable).

Contingent beneficiary(ies):

Investment & Funding Instructions

Initial funding method (select all that apply):

Investment authorization — initial investment direction:

Pre-Authorized Debit (Optional)

Use this section to authorize regular contributions by pre-authorized debit. The applicant must provide a void cheque or banking details.

Declarations, Certifications & Consent

By signing below I certify, acknowledge and agree to the following terms. These certifications are material and given to induce acceptance of this application:

1. I certify that I am a resident for tax purposes in the country indicated on this application and that I am at least 18 years of age (or the age of majority in my province/territory). I understand that contributions to a TFSA are subject to annual contribution limits and that I am solely responsible for monitoring contribution room. I agree to indemnify and hold the firm harmless for any tax, penalty or interest arising from excess contributions resulting from inaccurate information provided by me.

2. I authorize the firm to obtain, verify and record information about me from third-party sources, including credit bureaus and financial institutions, as necessary to open and maintain the account and to comply with regulatory and tax reporting obligations. I consent to the collection, use and disclosure of my personal information in accordance with the firm's privacy policy and for the purposes of account administration and regulatory compliance.

3. I certify that the Social Insurance Number provided is correct and that it may be used for tax reporting and regulatory identification. I acknowledge that the firm may be required to report TFSA information to tax authorities and will do so as required by law.

4. I understand that investment instructions are authorizations only and that investments are subject to market risk. I acknowledge receipt of and accept the account agreement and fee schedule and understand that certain transactions may be subject to charges, trade settlement requirements, and transfer fees.

5. For transfers into this TFSA, I authorize my prior issuer to transfer the assets indicated. I understand that transfers may be processed in cash or in-specie and that partial transfers may affect my prior account's holdings and benefits. I agree that the firm may rely on transfer instructions from other institutions to complete the transfer.

Additional Notes / Special Instructions

For Office Use Only

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