Wealth Management Platform Document

Wealth Management Platform Agreement

This Wealth Management Platform Agreement (the Agreement) is entered into as of Effective Date: by and between Client Name: and Platform Provider: .

WHEREAS

WHEREAS, Platform Provider operates an online wealth management platform that provides investment advisory, portfolio reporting and account aggregation services (the Platform);

WHEREAS, Client desires to receive access to the Platform and to engage Platform Provider to provide the services set forth herein under the terms and conditions of this Agreement; and

WHEREAS, the parties intend for Platform Provider to perform certain services, facilitate data aggregation, and provide secure electronic access to Client account information subject to the representations, warranties and limitations set forth below.

Parties and Contact Information

Individual Corporation Trust Other:

Scope of Work

Platform Provider shall provide the following services to Client subject to the terms of this Agreement. Platform Provider shall use commercially reasonable efforts to perform in a professional manner consistent with industry standards.

Services may include (select applicable): Account aggregation Portfolio management Reporting and analytics Trade execution facilitation

Payment Terms

In consideration for the services, Client shall pay Platform Provider the fees described below. Fees are non-refundable except as otherwise expressly stated in this Agreement.

Payments not received within thirty (30) days of invoice date shall be subject to the Late Fee above and interest at the lesser of 1.5% per month or the maximum rate permitted by law. Client is responsible for all reasonable costs incurred by Platform Provider in collecting overdue amounts, including legal fees.

Term and Termination

This Agreement shall commence on Start Date: and shall continue until End Date: unless earlier terminated in accordance with this Section.

Either party may terminate this Agreement for convenience upon providing the notice period set forth above. Either party may terminate immediately for material breach by the other party if such breach remains uncured for thirty (30) days following written notice of the breach. Termination shall not relieve Client of its obligation to pay fees accrued through the effective date of termination.

Confidentiality

Each party (the Receiving Party) shall maintain in strict confidence and shall not disclose to any third party Confidential Information of the other party (the Disclosing Party). "Confidential Information" means non-public information disclosed in connection with this Agreement, including Client financial data, account credentials, investment strategies, and Platform proprietary technologies. Confidential Information does not include information that is: (a) already in the public domain without fault of the Receiving Party; (b) rightfully received from a third party without restriction; or (c) independently developed by the Receiving Party without use of the Disclosing Party's Confidential Information.

The Receiving Party may disclose Confidential Information to its employees, agents or subcontractors who have a need to know and who are bound by confidentiality obligations at least as protective as those herein. The Receiving Party may also disclose Confidential Information as required by law, provided it gives the Disclosing Party prompt written notice and cooperates in any lawful effort to limit disclosure.

Data Security and Privacy

Platform Provider shall implement and maintain reasonable administrative, technical and physical safeguards designed to protect Client data from unauthorized access, disclosure, alteration and destruction. Platform Provider shall promptly notify Client upon discovery of any unauthorized access to Client data that materially compromises confidentiality or integrity and shall cooperate in remediation and any required notifications.

Limitation of Liability; Indemnification

Except for liability arising from gross negligence, willful misconduct, or breach of confidentiality obligations, neither party shall be liable to the other for consequential, incidental, special or punitive damages. Platform Provider's aggregate liability for claims arising out of or relating to this Agreement shall not exceed the total fees paid by Client to Platform Provider under this Agreement during the twelve (12) month period preceding the claim.

Client shall indemnify and hold harmless Platform Provider, its officers, directors and agents from and against any third-party claims arising from Client's breach of this Agreement, unauthorized use of the Platform, or Client's instructions to Platform Provider, except to the extent caused by Platform Provider's gross negligence or willful misconduct.

Compliance with Laws

Each party shall comply with all applicable laws, rules and regulations in performing its obligations under this Agreement. Client represents and warrants that Client is authorized to engage Platform Provider and to provide any third-party account credentials or authorizations necessary for Platform Provider to perform the services.

Governing Law

This Agreement shall be governed by and construed in accordance with the laws of the jurisdiction of Governing State: without regard to conflict of law principles.

Entire Agreement; Amendments

This Agreement constitutes the entire agreement between the parties with respect to the subject matter hereof and supersedes all prior and contemporaneous agreements and understandings, whether written or oral. Any amendment or waiver of this Agreement must be in writing and signed by authorized representatives of both parties.

Acknowledgements

By executing this Agreement, Client authorizes Platform Provider to access Client account information and to act on Client's behalf to the limited extent necessary to perform the services described herein. Client affirms that all information provided to Platform Provider is true and correct and that Client has all required authority to enter into this Agreement.

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